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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Saratoga Springs, NY

Every SEC-registered investment adviser representative at a firm office in Saratoga Springs, with the firms that employ the most of them.

The short answer

242 registered advisors work in Saratoga Springs; the most are at Morgan Stanley (23). 31 list the CFP designation and 161 are also registered broker representatives.

Firms with the most advisors in Saratoga Springs

FirmAdvisors in Saratoga Springs
Morgan Stanley news23
Rockefeller Financial LLC news22
Merrill Lynch, Pierce, Fenner & Smith Incorporated news19
Goldman Sachs Wealth Services, L.P. news18
Shade Tree Advisors LLC18
Rockefeller Capital Management news12
LPL Financial LLC news10
Quartz Partners Investment Management10
Cerity Partners LLC news7
King Wealth Management Group, LLC7
Wells Fargo Clearing Services, LLC news7
Commonwealth Financial Network news6
Lifegoal Investments, LLC6
Raymond James & Associates, Inc. news6
Continuum Wealth Advisors, LLC5
Edward Jones news5
Osaic Wealth, Inc. news5
Stifel, Nicolaus & Company, Incorporated news5
J.P. Morgan Securities LLC news4
Minichmacgregor Wealth Management, LLC4
Raymond James Financial Services Advisors, Inc. news4
Charles Schwab & Co., Inc. news3
Congress Park Capital LLC3
Nye Street Partners LLC3
State Farm Investment Management Corp.3

Advisors in Saratoga Springs, A to Z

CFP advisors in Saratoga Springs →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124Rye Brook 123

Questions

How many financial advisors are in Saratoga Springs, NY?

242 investment adviser representatives are registered at firm offices in Saratoga Springs, New York, according to the SEC's Investment Adviser Public Disclosure records. 161 of them are also registered as broker representatives, and 31 list the CFP designation.

Which firm has the most financial advisors in Saratoga Springs?

Morgan Stanley, with 23 registered advisors in Saratoga Springs, followed by Rockefeller Financial LLC with 22.

How do I check a financial advisor in Saratoga Springs?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.