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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Raymond James & Associates, Inc. financial advisors in Saratoga Springs, NY

Every SEC-registered investment adviser representative at a Raymond James & Associates, Inc. office in Saratoga Springs, A to Z.

The short answer

6 registered advisors work at Raymond James & Associates, Inc. in Saratoga Springs, out of 5,233 at the firm nationwide; it ranks number 13 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Raymond James & Associates, Inc. advisors in Saratoga Springs, A to Z

Every Raymond James & Associates, Inc. advisor →

Raymond James & Associates, Inc. advisors in every city and state →Raymond James & Associates, Inc.: assets, clients and custodians →Raymond James news and advisor moves →Raymond James & Associates, Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

Raymond James & Associates, Inc. advisors in other cities

St. Petersburg, FL 614Memphis, TN 112New York, NY 107Houston, TX 88Atlanta, GA 82Coral Gables, FL 81Chicago, IL 70Boca Raton, FL 58St Louis, MO 58Tampa, FL 56Miami, FL 55Birmingham, MI 54Dallas, TX 54Birmingham, AL 53Louisville, KY 53

Other firms in Saratoga Springs

All Saratoga Springs advisors →

Rockefeller Financial LLC 24Morgan Stanley 23Goldman Sachs Wealth Services, L.P. 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Shade Tree Advisors LLC 18Quartz Partners Investment Management 14Rockefeller Capital Management 12LPL Financial LLC 11Cerity Partners LLC 8Commonwealth Financial Network 8King Wealth Management Group, LLC 7Lifegoal Investments, LLC 6

Questions

How many financial advisors does Raymond James & Associates, Inc. have in Saratoga Springs?

6 investment adviser representatives are registered at Raymond James & Associates, Inc. offices in Saratoga Springs, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 5,233 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Raymond James & Associates, Inc. one of the largest advisor employers in Saratoga Springs?

Raymond James & Associates, Inc. ranks number 13 in Saratoga Springs by registered advisors; Rockefeller Financial LLC has the most, with 24.

How do I check a Raymond James & Associates, Inc. advisor in Saratoga Springs?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Raymond James & Associates, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.