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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Saratoga Springs, NY

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Saratoga Springs, A to Z.

The short answer

12 registered advisors work at Rockefeller Capital Management in Saratoga Springs, out of 317 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 12 are also registered broker representatives.

Rockefeller Capital Management advisors in Saratoga Springs, A to Z

Every Rockefeller Capital Management advisor →

Rockefeller Capital Management advisors in every city and state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management advisors in other cities

Atlanta, GA 30Ny, NY 30Dallas, TX 14New York, NY 13Stamford, CT 12Los Angeles, CA 11Newport Beach, CA 10Newtown, PA 9San Francisco, CA 9Chicago, IL 8Conshohocken, PA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7Paramus, NJ 7

Other firms in Saratoga Springs

All Saratoga Springs advisors →

Morgan Stanley 23Rockefeller Financial LLC 22Merrill Lynch, Pierce, Fenner & Smith Incorporated 19Goldman Sachs Wealth Services, L.P. 18Shade Tree Advisors LLC 18LPL Financial LLC 10Quartz Partners Investment Management 10Cerity Partners LLC 7King Wealth Management Group, LLC 7Wells Fargo Clearing Services, LLC 7Commonwealth Financial Network 6Lifegoal Investments, LLC 6

Questions

How many financial advisors does Rockefeller Capital Management have in Saratoga Springs?

12 investment adviser representatives are registered at Rockefeller Capital Management offices in Saratoga Springs, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 317 nationwide. 0 list the CFP designation and 12 are also registered as broker representatives.

Is Rockefeller Capital Management one of the largest advisor employers in Saratoga Springs?

Rockefeller Capital Management ranks number 6 in Saratoga Springs by registered advisors; Morgan Stanley has the most, with 23.

How do I check a Rockefeller Capital Management advisor in Saratoga Springs?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.