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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Saratoga Springs, NY

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Saratoga Springs, A to Z.

The short answer

7 registered advisors work at Wells Fargo Clearing Services, LLC in Saratoga Springs, out of 13,135 at the firm nationwide; it ranks number 11 in the city by advisors. 2 list the CFP designation and 7 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors in Saratoga Springs, A to Z

Every Wells Fargo Clearing Services, LLC advisor →

Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC advisors in other cities

St. Louis, MO 676Charlotte, NC 395New York, NY 329Salt Lake City, UT 210Minneapolis, MN 194San Diego, CA 167Houston, TX 161Scottsdale, AZ 138Irvine, CA 136Walnut Creek, CA 128McLean, VA 124Raleigh, NC 123Los Angeles, CA 119Fort Worth, TX 117Richmond, VA 113

Other firms in Saratoga Springs

All Saratoga Springs advisors →

Morgan Stanley 23Rockefeller Financial LLC 22Merrill Lynch, Pierce, Fenner & Smith Incorporated 19Goldman Sachs Wealth Services, L.P. 18Shade Tree Advisors LLC 18Rockefeller Capital Management 12LPL Financial LLC 10Quartz Partners Investment Management 10Cerity Partners LLC 7King Wealth Management Group, LLC 7Commonwealth Financial Network 6Lifegoal Investments, LLC 6

Questions

How many financial advisors does Wells Fargo Clearing Services, LLC have in Saratoga Springs?

7 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Saratoga Springs, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 13,135 nationwide. 2 list the CFP designation and 7 are also registered as broker representatives.

Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Saratoga Springs?

Wells Fargo Clearing Services, LLC ranks number 11 in Saratoga Springs by registered advisors; Morgan Stanley has the most, with 23.

How do I check a Wells Fargo Clearing Services, LLC advisor in Saratoga Springs?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.