Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Saratoga Springs, NY
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Saratoga Springs, A to Z.
The short answer
11 registered advisors work at LPL Financial LLC in Saratoga Springs, out of 21,094 at the firm nationwide; it ranks number 8 in the city by advisors. 1 list the CFP designation and 11 are also registered broker representatives.
LPL Financial LLC advisors in Saratoga Springs, A to Z
Every LPL Financial LLC advisor →- Lawrence J. AglerAlso a broker rep
- Rachel L. ArataAlso a broker rep
- Andrew M. ChapmanAlso a broker rep
- Arthur K. FrancisAlso a broker rep
- Colleen R. HamelAlso a broker rep
- John C. KaradenesAlso a broker rep
- Timothy T. KatushaAlso a broker rep
- Thomas F. NilesAlso a broker rep
- Andrea M. PeaseAlso a broker rep
- Robert M. SchermerhornCertified Financial Planner · Also a broker rep
- Harrison XuAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Saratoga Springs
All Saratoga Springs advisors →Rockefeller Financial LLC 24Morgan Stanley 23Goldman Sachs Wealth Services, L.P. 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Shade Tree Advisors LLC 18Quartz Partners Investment Management 14Rockefeller Capital Management 12Cerity Partners LLC 8Commonwealth Financial Network 8King Wealth Management Group, LLC 7Lifegoal Investments, LLC 6Raymond James & Associates, Inc. 6
Questions
How many financial advisors does LPL Financial LLC have in Saratoga Springs?
11 investment adviser representatives are registered at LPL Financial LLC offices in Saratoga Springs, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 1 list the CFP designation and 11 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Saratoga Springs?
LPL Financial LLC ranks number 8 in Saratoga Springs by registered advisors; Rockefeller Financial LLC has the most, with 24.
How do I check a LPL Financial LLC advisor in Saratoga Springs?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.