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Financial ADVSR advisor directory · SEC adviser records

Commonwealth Financial Network financial advisors in Saratoga Springs, NY

Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in Saratoga Springs, A to Z.

The short answer

8 registered advisors work at Commonwealth Financial Network in Saratoga Springs, out of 2,527 at the firm nationwide; it ranks number 10 in the city by advisors. 3 list the CFP designation and 8 are also registered broker representatives.

Commonwealth Financial Network advisors in Saratoga Springs, A to Z

Every Commonwealth Financial Network advisor →

Commonwealth Financial Network advisors in every city and state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Commonwealth Financial Network payout grid vs. other firms →Advisor Moves: who changed firms this week →

Commonwealth Financial Network advisors in other cities

Waltham, MA 130San Diego, CA 62Glastonbury, CT 49Overland Park, KS 29Needham, MA 25New York, NY 22Worcester, MA 21Danvers, MA 19Rochester, NY 19Shelton, CT 17Dallas, TX 16Pittsford, NY 16Wilmington, NC 16Roanoke, VA 15Phoenix, AZ 14

Other firms in Saratoga Springs

All Saratoga Springs advisors →

Rockefeller Financial LLC 24Morgan Stanley 23Goldman Sachs Wealth Services, L.P. 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Shade Tree Advisors LLC 18Quartz Partners Investment Management 14Rockefeller Capital Management 12LPL Financial LLC 11Cerity Partners LLC 8King Wealth Management Group, LLC 7Lifegoal Investments, LLC 6Raymond James & Associates, Inc. 6

Questions

How many financial advisors does Commonwealth Financial Network have in Saratoga Springs?

8 investment adviser representatives are registered at Commonwealth Financial Network offices in Saratoga Springs, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 2,527 nationwide. 3 list the CFP designation and 8 are also registered as broker representatives.

Is Commonwealth Financial Network one of the largest advisor employers in Saratoga Springs?

Commonwealth Financial Network ranks number 10 in Saratoga Springs by registered advisors; Rockefeller Financial LLC has the most, with 24.

How do I check a Commonwealth Financial Network advisor in Saratoga Springs?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.