Financial ADVSR advisor directory · SEC adviser records
Rockefeller Financial LLC financial advisors in Saratoga Springs, NY
Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Saratoga Springs, A to Z.
The short answer
22 registered advisors work at Rockefeller Financial LLC in Saratoga Springs, out of 952 at the firm nationwide; it ranks number 2 in the city by advisors. 3 list the CFP designation and 22 are also registered broker representatives.
Rockefeller Financial LLC advisors in Saratoga Springs, A to Z
Every Rockefeller Financial LLC advisor →- Keith J. BernardAlso a broker rep
- Jeffrey M. CampitoCertified Financial Planner · Also a broker rep
- Steven J. CelesteAlso a broker rep
- Brian C. CuneoAlso a broker rep
- Keven J. DonohueAlso a broker rep
- Mitchell W. FanningAlso a broker rep
- Paul M. FernandesAlso a broker rep
- Brian S. FerraroCertified Financial Planner · Also a broker rep
- Matthew R. GallupAlso a broker rep
- Michael J. GiaccoAlso a broker rep
- Lawrence LaroseAlso a broker rep
- Michelle L. MatanAlso a broker rep
- Bernard N. McCall Jr.Also a broker rep
- Carissa L. MorgansteinAlso a broker rep
- Al PalkovichAlso a broker rep
- Jeffrey J. PollardAlso a broker rep
- Antonio QuezadaAlso a broker rep
- Luke J. SaddlemireCertified Financial Planner · Also a broker rep
- Elaine M. SilleryAlso a broker rep
- Lilli SislerAlso a broker rep
- Keelye M. St. JohnAlso a broker rep
- Cale L. Van BurenAlso a broker rep
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Rockefeller Financial LLC advisors in other cities
New York, NY 159Atlanta, GA 136Los Angeles, CA 98Chicago, IL 90Dallas, TX 87Florham Park, NJ 76San Francisco, CA 20Charlotte, NC 15Hamilton, NJ 13Houston, TX 13Cincinnati, OH 12Stamford, CT 12Grand Rapids, MI 10Boca Raton, FL 9San Antonio, TX 9
Other firms in Saratoga Springs
All Saratoga Springs advisors →Morgan Stanley 23Merrill Lynch, Pierce, Fenner & Smith Incorporated 19Goldman Sachs Wealth Services, L.P. 18Shade Tree Advisors LLC 18Rockefeller Capital Management 12LPL Financial LLC 10Quartz Partners Investment Management 10Cerity Partners LLC 7King Wealth Management Group, LLC 7Wells Fargo Clearing Services, LLC 7Commonwealth Financial Network 6Lifegoal Investments, LLC 6
Questions
How many financial advisors does Rockefeller Financial LLC have in Saratoga Springs?
22 investment adviser representatives are registered at Rockefeller Financial LLC offices in Saratoga Springs, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 952 nationwide. 3 list the CFP designation and 22 are also registered as broker representatives.
Is Rockefeller Financial LLC one of the largest advisor employers in Saratoga Springs?
Rockefeller Financial LLC ranks number 2 in Saratoga Springs by registered advisors; Morgan Stanley has the most, with 23.
How do I check a Rockefeller Financial LLC advisor in Saratoga Springs?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.