Adviser and broker representative · Rockefeller Financial LLC
Elaine M. Sillery
CRD 5817433 · Saratoga Springs, NY
At a glance
Elaine M. Sillery is an investment adviser representative with Rockefeller Financial LLC in Saratoga Springs, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Elaine’s SEC record dates to 2012, about 13 years ago. Elaine is also registered as a broker representative.
Current advisory firms
- Rockefeller Financial LLCSince September 2022Saratoga Springs, NY · $100B in regulatory assets
- Rockefeller Capital ManagementSince February 2024Saratoga Springs, NY · $37B in regulatory assets
SEC adviser record
- Registered since
- 2012 (13 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Elaine’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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