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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in Stamford, CT

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Stamford, A to Z.

The short answer

12 registered advisors work at Rockefeller Financial LLC in Stamford, out of 942 at the firm nationwide; it ranks number 16 in the city by advisors. 0 list the CFP designation and 12 are also registered broker representatives.

Rockefeller Financial LLC advisors in Stamford, A to Z

Every Rockefeller Financial LLC advisor →

Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC advisors in other cities

New York, NY 159Atlanta, GA 131Los Angeles, CA 96Chicago, IL 92Dallas, TX 78Florham Park, NJ 72Saratoga Springs, NY 22Charlotte, NC 17San Francisco, CA 17Houston, TX 14Hamilton, NJ 13Cincinnati, OH 12Chesterfield, MO 9Grand Rapids, MI 9Naples, FL 9

Other firms in Stamford

All Stamford advisors →

Steward Partners Investment Advisory, LLC 154Merrill Lynch, Pierce, Fenner & Smith Incorporated 101New Edge Wealth 80Morgan Stanley 56O'Shaughnessy Asset Management, LLC 54UBS Financial Services Inc. 40Oppenheimer & Co. Inc. 28MML Investors Services, LLC 24Charles Schwab & Co., Inc. 18RBC Capital Markets, LLC 17Equitable Advisors, LLC 16Strategic Advisers LLC 16

Questions

How many financial advisors does Rockefeller Financial LLC have in Stamford?

12 investment adviser representatives are registered at Rockefeller Financial LLC offices in Stamford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 942 nationwide. 0 list the CFP designation and 12 are also registered as broker representatives.

Is Rockefeller Financial LLC one of the largest advisor employers in Stamford?

Rockefeller Financial LLC ranks number 16 in Stamford by registered advisors; Steward Partners Investment Advisory, LLC has the most, with 154.

How do I check a Rockefeller Financial LLC advisor in Stamford?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.