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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Stamford, CT

Every SEC-registered investment adviser representative at a firm office in Stamford, with the firms that employ the most of them.

851 registered advisors work in Stamford; the most are at Steward Partners Investment Advisory, LLC (154). 103 list the CFP designation and 662 are also registered broker representatives.

Firms with the most advisors in Stamford

FirmAdvisors in Stamford
Steward Partners Investment Advisory, LLC news154
Merrill Lynch, Pierce, Fenner & Smith Incorporated news101
New Edge Wealth80
Morgan Stanley news56
O'Shaughnessy Asset Management, LLC54
UBS Financial Services Inc. news40
Oppenheimer & Co. Inc. news28
MML Investors Services, LLC24
Charles Schwab & Co., Inc. news18
RBC Capital Markets, LLC news17
Equitable Advisors, LLC news16
Strategic Advisers LLC16
Clear Harbor Asset Management, LLC14
Citigroup Global Markets Inc. news12
Rockefeller Capital Management news12
Rockefeller Financial LLC news12
Clinton Investment Management, LLC11
LPL Financial LLC news9
Grayscale Advisors7
Tiaa-Cref Individual & Institutional Services, LLC7
Vision Investment Advisors, LLC7
Rzh Advisors LLC6
Sovereign Financial Group, Inc. news6
Tweedy, Browne Company LLC6
Alliancebernstein L.P.5

Advisors in Stamford, A to Z (first 300 of 851)

CFP advisors in Stamford →

Other cities in Connecticut

All of Connecticut →

Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59Avon 56

Questions

How many financial advisors are in Stamford, CT?

851 investment adviser representatives are registered at firm offices in Stamford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 662 of them are also registered as broker representatives, and 103 list the CFP designation.

Which firm has the most financial advisors in Stamford?

Steward Partners Investment Advisory, LLC, with 154 registered advisors in Stamford, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 101.

How do I check a financial advisor in Stamford?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.