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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Darien, CT

Every SEC-registered investment adviser representative at a firm office in Darien, with the firms that employ the most of them.

The short answer

137 registered advisors work in Darien; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (24). 12 list the CFP designation and 90 are also registered broker representatives.

Firms with the most advisors in Darien

FirmAdvisors in Darien
Merrill Lynch, Pierce, Fenner & Smith Incorporated news24
Sprott Asset Management USA Inc.13
Janney Montgomery Scott LLC news11
Twenty Four Wealth10
Strategic Advisers LLC5
Wealth Enhancement Advisory Services, LLC news5
Crestwood Advisors4
J.P. Morgan Securities LLC news4
Amfa LLC3
Beirne.3
LPL Financial LLC news3
Rock Elm Capital Management LLC3
Ae Wealth Management, LLC2
Bourgeon Capital Management LLC2
Fairfield, Bush & Co.2
Investors Capital Management Inc.2
New Edge Wealth2
Renmac Advisory, LLC2
Scott Capital Partners2
Alliancebernstein L.P.1
Ameriprise Financial Services, LLC news1
Avos Capital Management, LLC1
Beacon Capital, LLC1
Capital Analysts1
Commonwealth Financial Network news1

Advisors in Darien, A to Z

CFP advisors in Darien →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59Avon 56

Questions

How many financial advisors are in Darien, CT?

137 investment adviser representatives are registered at firm offices in Darien, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 90 of them are also registered as broker representatives, and 12 list the CFP designation.

Which firm has the most financial advisors in Darien?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 24 registered advisors in Darien, followed by Sprott Asset Management USA Inc. with 13.

How do I check a financial advisor in Darien?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.