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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Hamden, CT

Every SEC-registered investment adviser representative at a firm office in Hamden, with the firms that employ the most of them.

62 registered advisors work in Hamden; the most are at Tiaa-Cref Individual & Institutional Services, LLC (12). 4 list the CFP designation and 61 are also registered broker representatives.

Firms with the most advisors in Hamden

FirmAdvisors in Hamden
Tiaa-Cref Individual & Institutional Services, LLC12
LPL Financial LLC news11
MML Investors Services, LLC10
Pfs Investments Inc.7
Stifel, Nicolaus & Company, Incorporated news4
Cetera Investment Advisers LLC news3
Equitable Advisors, LLC news3
Benjamin F. Edwards & Company, Inc.2
Hornor, Townsend & Kent, LLC1
Integrated Wealth Concepts LLC1
Key Investment Services LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Moneco Advisors1
Osaic Institutions, Inc. news1
Osaic Wealth, Inc. news1
Spectrum Financial Strategies Inc.1
State Farm Investment Management Corp.1
Td Private Client Wealth LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Hamden, A to Z

CFP advisors in Hamden →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Wilton 59Avon 56

Questions

How many financial advisors are in Hamden, CT?

62 investment adviser representatives are registered at firm offices in Hamden, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 61 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Hamden?

Tiaa-Cref Individual & Institutional Services, LLC, with 12 registered advisors in Hamden, followed by LPL Financial LLC with 11.

How do I check a financial advisor in Hamden?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.