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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Guilford, CT

Every SEC-registered investment adviser representative at a firm office in Guilford, with the firms that employ the most of them.

114 registered advisors work in Guilford; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (24). 0 list the CFP designation and 77 are also registered broker representatives.

Firms with the most advisors in Guilford

FirmAdvisors in Guilford
Merrill Lynch, Pierce, Fenner & Smith Incorporated news24
MML Investors Services, LLC17
LPL Financial LLC news13
Grey Ledge Advisors, LLC8
Diastole Wealth Management7
Compass Wealth Management LLC6
Monte Financial Group, LLC6
Cetera Investment Advisers LLC news4
Granite Islands Private Wealth, LLC4
Integrated Wealth Concepts LLC2
Osaic Wealth, Inc. news2
Savant Wealth Management news2
Wells Fargo Advisors Financial Network, LLC news2
Ameriprise Financial Services, LLC news1
B. Riley Wealth Advisors, Inc.1
Cambridge Investment Research Advisors, Inc. news1
Centaurus Financial, Inc.1
Commonwealth Financial Network news1
Eagle Strategies LLC1
Edward Jones news1
Empower Advisory Group, LLC1
Horizon Investments LLC1
Keenan Financial1
Key Investment Services LLC1
McCauley Investments Advisors LLC1

Advisors in Guilford, A to Z

Search all of Connecticut →

Other cities in Connecticut

All of Connecticut →

Stamford 976Greenwich 659Glastonbury 429Westport 408West Hartford 374Fairfield 292New Haven 272Hartford 249Shelton 246Farmington 218Windsor 150Darien 145Madison 110Ridgefield 104Mystic 93Norwalk 93Danbury 80Milford 77New Canaan 76Southbury 76Avon 71North Haven 69Hamden 68Wilton 65

Questions

How many financial advisors are in Guilford, CT?

114 investment adviser representatives are registered at firm offices in Guilford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 77 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Guilford?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 24 registered advisors in Guilford, followed by MML Investors Services, LLC with 17.

How do I check a financial advisor in Guilford?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.