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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Farmington, CT

Every SEC-registered investment adviser representative at a firm office in Farmington, with the firms that employ the most of them.

212 registered advisors work in Farmington; the most are at Connecticut Wealth Management, LLC (48). 58 list the CFP designation and 124 are also registered broker representatives.

Firms with the most advisors in Farmington

FirmAdvisors in Farmington
Connecticut Wealth Management, LLC48
LPL Financial LLC news18
RBC Capital Markets, LLC news17
Park Avenue Securities LLC16
Merrill Lynch, Pierce, Fenner & Smith Incorporated news15
Cambridge Investment Research Advisors, Inc. news12
Mjp Wealth Advisors8
Integrity Alliance, LLC.6
Wells Fargo Clearing Services, LLC news6
Ameriprise Financial Services, LLC news5
Medallion Wealth Advisors, LLC5
Sagebroadview Wealth Management, LLC5
Edward Jones news4
Osaic Wealth, Inc. news4
Wmgna4
Cwm, LLC3
Essex Financial Services, Inc.3
Haviland & Sams, LLC3
Pasi Investments, LLC3
Redhawk Wealth Advisors, Inc.3
U.S.A. Financial & Tax Services, LLC3
Cetera Investment Advisers LLC news2
J.P. Morgan Securities LLC news2
Osaic Institutions, Inc. news2
Be Investment Management1

Advisors in Farmington, A to Z

CFP advisors in Farmington →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59Avon 56

Questions

How many financial advisors are in Farmington, CT?

212 investment adviser representatives are registered at firm offices in Farmington, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 124 of them are also registered as broker representatives, and 58 list the CFP designation.

Which firm has the most financial advisors in Farmington?

Connecticut Wealth Management, LLC, with 48 registered advisors in Farmington, followed by LPL Financial LLC with 18.

How do I check a financial advisor in Farmington?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.