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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Norwalk, CT

Every SEC-registered investment adviser representative at a firm office in Norwalk, with the firms that employ the most of them.

82 registered advisors work in Norwalk; the most are at Northwestern Mutual Investment Services, LLC (7). 8 list the CFP designation and 55 are also registered broker representatives.

Firms with the most advisors in Norwalk

FirmAdvisors in Norwalk
Northwestern Mutual Investment Services, LLC7
LPL Financial LLC news6
Goldman Sachs Wealth Services, L.P. news5
Riskbridge Advisors, LLC5
Equitable Advisors, LLC news4
Litvak Wealth, LLC4
Hornor, Townsend & Kent, LLC3
Raymond James & Associates, Inc. news3
Strategic Advisers LLC3
Albourne America LLC2
Cambridge Investment Research Advisors, Inc. news2
Capzone Management LLC2
Cetera Investment Advisers LLC news2
RBC Capital Markets, LLC news2
Wells Fargo Clearing Services, LLC news2
Adriatic Wealth Management LLC1
Blair Capital Management1
Citigroup Global Markets Inc. news1
Concurrent Investment Advisors, LLC news1
Culpepper Group LLC1
Edward Jones news1
Erg Asset Management LLC1
Gwn Securities Inc.1
Hightower Advisors, LLC news1
Hondius Capital Management, LP1

Advisors in Norwalk, A to Z

CFP advisors in Norwalk →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59Avon 56

Questions

How many financial advisors are in Norwalk, CT?

82 investment adviser representatives are registered at firm offices in Norwalk, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 55 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in Norwalk?

Northwestern Mutual Investment Services, LLC, with 7 registered advisors in Norwalk, followed by LPL Financial LLC with 6.

How do I check a financial advisor in Norwalk?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.