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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Norwalk, CT

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Norwalk, A to Z.

The short answer

7 registered advisors work at LPL Financial LLC in Norwalk, out of 21,098 at the firm nationwide; it ranks number 2 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

LPL Financial LLC advisors in Norwalk, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Norwalk

All Norwalk advisors →

Northwestern Mutual Investment Services, LLC 7Goldman Sachs Wealth Services, L.P. 5Riskbridge Advisors, LLC 5Equitable Advisors, LLC 4Litvak Wealth, LLC 4Hornor, Townsend & Kent, LLC 3Raymond James & Associates, Inc. 3Strategic Advisers LLC 3

Questions

How many financial advisors does LPL Financial LLC have in Norwalk?

7 investment adviser representatives are registered at LPL Financial LLC offices in Norwalk, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Norwalk?

LPL Financial LLC ranks number 2 in Norwalk by registered advisors; Northwestern Mutual Investment Services, LLC has the most, with 7.

How do I check a LPL Financial LLC advisor in Norwalk?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.