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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Westport, CT

Every SEC-registered investment adviser representative at a firm office in Westport, with the firms that employ the most of them.

397 registered advisors work in Westport; the most are at Morgan Stanley (68). 37 list the CFP designation and 271 are also registered broker representatives.

Firms with the most advisors in Westport

FirmAdvisors in Westport
Morgan Stanley news68
UBS Financial Services Inc. news42
Wells Fargo Clearing Services, LLC news37
RBC Capital Markets, LLC news17
Coastal Bridge Advisors16
Focus Partners Wealth, LLC15
LPL Financial LLC news11
Ihs Herold Inc.9
Ameriprise Financial Services, LLC news8
Merrill Lynch, Pierce, Fenner & Smith Incorporated news8
Raymond James & Associates, Inc. news8
Third View Private Wealth7
Wells Fargo Advisors Financial Network, LLC news7
August Wealth Advisors LLC6
Hightower Advisors, LLC news6
Equitable Advisors, LLC news5
J.P. Morgan Securities LLC news5
A.G.P. / Alliance Global Partners4
Aegis Capital Corp.4
Northwestern Mutual Investment Services, LLC4
Park Avenue Securities LLC4
Quorus Inc.4
Raymond James Financial Services Advisors, Inc. news4
Castlekeep Investment Advisors3
Corient news3

Advisors in Westport, A to Z (first 300 of 397)

CFP advisors in Westport →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59Avon 56

Questions

How many financial advisors are in Westport, CT?

397 investment adviser representatives are registered at firm offices in Westport, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 271 of them are also registered as broker representatives, and 37 list the CFP designation.

Which firm has the most financial advisors in Westport?

Morgan Stanley, with 68 registered advisors in Westport, followed by UBS Financial Services Inc. with 42.

How do I check a financial advisor in Westport?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.