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Financial ADVSR advisor directory · SEC adviser records

Aegis Capital Corp. financial advisors in Westport, CT

Every SEC-registered investment adviser representative at a Aegis Capital Corp. office in Westport, A to Z.

The short answer

3 registered advisors work at Aegis Capital Corp. in Westport, out of 94 at the firm nationwide; it ranks number 19 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Aegis Capital Corp. advisors in Westport, A to Z

Every Aegis Capital Corp. advisor →

Aegis Capital Corp. advisors in other cities

New York, NY 19Melville, NY 18Portland, OR 4Bronxville, NY 3Coral Gables, FL 2Laguna Niguel, CA 2Larchmont, NY 2Manasquan, NJ 2Rolling Hills Estates, CA 2San Francisco, CA 2Tampa, FL 2Atlanta, GA 1Austin, TX 1Bordentown, NJ 1Bowling Green, KY 1

Other firms in Westport

All Westport advisors →

Morgan Stanley 68UBS Financial Services Inc. 42Wells Fargo Clearing Services, LLC 37RBC Capital Markets, LLC 17Coastal Bridge Advisors 16Focus Partners Wealth, LLC 15LPL Financial LLC 11Ihs Herold Inc. 9Ameriprise Financial Services, LLC 8Merrill Lynch, Pierce, Fenner & Smith Incorporated 8Raymond James & Associates, Inc. 8Third View Private Wealth 7

Questions

How many financial advisors does Aegis Capital Corp. have in Westport?

3 investment adviser representatives are registered at Aegis Capital Corp. offices in Westport, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 94 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Aegis Capital Corp. one of the largest advisor employers in Westport?

Aegis Capital Corp. ranks number 19 in Westport by registered advisors; Morgan Stanley has the most, with 68.

How do I check a Aegis Capital Corp. advisor in Westport?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Aegis Capital Corp. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.