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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Westport, CT

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Westport, A to Z.

The short answer

41 registered advisors work at UBS Financial Services Inc. in Westport, out of 8,476 at the firm nationwide; it ranks number 2 in the city by advisors. 1 list the CFP designation and 41 are also registered broker representatives.

UBS Financial Services Inc. advisors in Westport, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Westport

All Westport advisors →

Morgan Stanley 69Wells Fargo Clearing Services, LLC 36Coastal Bridge Advisors 18Focus Partners Wealth, LLC 15RBC Capital Markets, LLC 15LPL Financial LLC 11Ameriprise Financial Services, LLC 9Ihs Herold Inc. 9Merrill Lynch, Pierce, Fenner & Smith Incorporated 9Raymond James & Associates, Inc. 9Wells Fargo Advisors Financial Network, LLC 8Hightower Advisors, LLC 7

Questions

How many financial advisors does UBS Financial Services Inc. have in Westport?

41 investment adviser representatives are registered at UBS Financial Services Inc. offices in Westport, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 1 list the CFP designation and 41 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Westport?

UBS Financial Services Inc. ranks number 2 in Westport by registered advisors; Morgan Stanley has the most, with 69.

How do I check a UBS Financial Services Inc. advisor in Westport?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.