Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Westport, CT
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Westport, A to Z.
The short answer
15 registered advisors work at RBC Capital Markets, LLC in Westport, out of 3,466 at the firm nationwide; it ranks number 4 in the city by advisors. 1 list the CFP designation and 15 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Westport, A to Z
Every RBC Capital Markets, LLC advisor →- David C. AlmquistAlso a broker rep
- Robin N. BratoneAlso a broker rep
- Richard CacciapagliaAlso a broker rep
- Christopher R. EllisAlso a broker rep
- Michael S. FultonAlso a broker rep
- Ali M. GirardiAlso a broker rep
- Steven A. GordonCertified Financial Planner · Also a broker rep
- Jeffrey R. HymanAlso a broker rep
- Irwin MaisnerAlso a broker rep
- Seamus M. MonscheinAlso a broker rep
- Richard P. MorrowAlso a broker rep
- Elizabeth A. SchroderAlso a broker rep
- Richard L. SiderowfAlso a broker rep
- Richard J. SmalleyAlso a broker rep
- Marco VentrellaAlso a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36
Other firms in Westport
All Westport advisors →Morgan Stanley 68UBS Financial Services Inc. 42Wells Fargo Clearing Services, LLC 37Coastal Bridge Advisors 16Focus Partners Wealth, LLC 15LPL Financial LLC 11Ihs Herold Inc. 9Ameriprise Financial Services, LLC 8Merrill Lynch, Pierce, Fenner & Smith Incorporated 8Raymond James & Associates, Inc. 8Third View Private Wealth 7Wells Fargo Advisors Financial Network, LLC 7
Questions
How many financial advisors does RBC Capital Markets, LLC have in Westport?
15 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Westport, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 1 list the CFP designation and 15 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Westport?
RBC Capital Markets, LLC ranks number 4 in Westport by registered advisors; Morgan Stanley has the most, with 68.
How do I check a RBC Capital Markets, LLC advisor in Westport?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.