Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Rolling Hills Estates, CA
Every SEC-registered investment adviser representative at a firm office in Rolling Hills Estates, with the firms that employ the most of them.
110 registered advisors work in Rolling Hills Estates; the most are at Wells Fargo Clearing Services, LLC (33). 10 list the CFP designation and 105 are also registered broker representatives.
Firms with the most advisors in Rolling Hills Estates
| Firm | Advisors in Rolling Hills Estates |
|---|---|
| Wells Fargo Clearing Services, LLC news | 33 |
| Morgan Stanley news | 26 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 18 |
| Raymond James & Associates, Inc. news | 6 |
| Wells Fargo Advisors Financial Network, LLC news | 6 |
| Aegis Capital Corp. | 2 |
| Gwn Securities Inc. | 2 |
| Private Advisor Group, LLC | 2 |
| Southern California Wealth Management Associates | 2 |
| Afzali Investments, LLC | 1 |
| Ameriprise Financial Services, LLC news | 1 |
| Citigroup Global Markets Inc. news | 1 |
| Darrell Capital Management, LLC | 1 |
| Fort Point Capital Partners LLC | 1 |
| J.P. Morgan Securities LLC news | 1 |
| Keymark Financial | 1 |
| Osaic Wealth, Inc. news | 1 |
| Rea Investments, LLC | 1 |
| Rockefeller Financial LLC news | 1 |
| Seacrest Wealth Management, LLC | 1 |
| State Farm Investment Management Corp. | 1 |
| U.S. Bancorp Advisors, LLC | 1 |
Advisors in Rolling Hills Estates, A to Z
CFP advisors in Rolling Hills Estates →- Ryan T. AikensMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David L. AllenRaymond James & Associates, Inc.
- John AndraosWells Fargo Advisors Financial Network, LLC
- Jenniffer E. AndrewWells Fargo Clearing Services, LLC
- Joseph P. BachopWells Fargo Clearing Services, LLC · Certified Financial Planner
- John BacichWells Fargo Advisors Financial Network, LLC
- Michael G. BaghramianMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven W. BarrettOsaic Wealth, Inc.
- Behnam BeheshtiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jon P. BerryMorgan Stanley
- Shanleigh G. BirdMorgan Stanley
- Erick S. BlockWells Fargo Clearing Services, LLC
- Brooke BodnerPrivate Advisor Group, LLC
- Andrew B. BoughanFort Point Capital Partners LLC
- Mark A. Boujikian Jr.Keymark Financial · Certified Financial Planner
- James D. BullardMorgan Stanley
- Carolyn R. Cahill-AsherRaymond James & Associates, Inc.
- John ChouMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert C. Critelli IIIMorgan Stanley
- David M. CrossWells Fargo Clearing Services, LLC
- Michael R. CunninghamWells Fargo Clearing Services, LLC
- Stewart DarrellDarrell Capital Management, LLC · Chartered Financial Analyst
- Andrew T. DavisMorgan Stanley
- Malinda S. DifleyWells Fargo Clearing Services, LLC · Certified Financial Planner
- Saswati DuttaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kaylee A. ElsomRaymond James & Associates, Inc.
- Marta Escobar-RhodesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ryan T. FisherMorgan Stanley
- Antonio A. FontanaWells Fargo Clearing Services, LLC
- Penney A. GagneWells Fargo Clearing Services, LLC
- Steven R. GeraghtyMorgan Stanley
- Robert R. GomezWells Fargo Clearing Services, LLC
- John H. Hamm IIIWells Fargo Clearing Services, LLC
- Peter G. HarounPrivate Advisor Group, LLC · Certified Financial Planner
- Edward R. HausMorgan Stanley
- Hiroto HayashiCitigroup Global Markets Inc.
- Benjamin J. HelveyRockefeller Financial LLC
- Gregory J. HetzerWells Fargo Clearing Services, LLC
- Brandon M. HigaMorgan Stanley
- Deborah D. HinesRaymond James & Associates, Inc.
- Kathleen M. HoganWells Fargo Clearing Services, LLC
- Justin J. HolcherMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Traci M. Honda LaflowerMorgan Stanley
- Jordan R. HornerMorgan Stanley
- Hilary F. HughesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Evan J. HunterMorgan Stanley
- Edward M. KawaharaWells Fargo Clearing Services, LLC · Certified Financial Planner
- Jacob G. KawaharaWells Fargo Clearing Services, LLC
- Asiyat KhuranovaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Janet B. KimMorgan Stanley
- Mike C. KimWells Fargo Clearing Services, LLC
- William KnebelWells Fargo Clearing Services, LLC
- Joshua KondoWells Fargo Advisors Financial Network, LLC
- Nathan A. LeeMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Helen H. LinSouthern California Wealth Management Associates
- David P. LindstedtWells Fargo Clearing Services, LLC · Certified Financial Planner
- Arthur LopesMorgan Stanley
- Arthur J. LubinMorgan Stanley
- Todd D. LubinMorgan Stanley
- Jeannie M. MabryWells Fargo Clearing Services, LLC
- Saeideh MahinfarWells Fargo Clearing Services, LLC
- Mazi MalekafzaliAfzali Investments, LLC
- Marcellus A. MassariRaymond James & Associates, Inc.
- Ian S. McDonaldWells Fargo Clearing Services, LLC
- Sandra E. McPeakWells Fargo Clearing Services, LLC
- Darin S. Miller IIWells Fargo Clearing Services, LLC
- Michelle J. Moldenhauer-SmartWells Fargo Clearing Services, LLC
- Ramon D. MorrisMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kurt M. MurakamiMorgan Stanley
- Lyle M. MurakamiMorgan Stanley
- Sean J. MurphyGwn Securities Inc. · Certified Financial Planner
- Wade N. MurphyGwn Securities Inc.
- Hilda L. NovoaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michelle NuttmanWells Fargo Advisors Financial Network, LLC
- Michael A. OlmosWells Fargo Clearing Services, LLC · Certified Financial Planner
- Kevin B. OuMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mark D. PanfilAegis Capital Corp.
- Emily PerryWells Fargo Advisors Financial Network, LLC
- Kristena M. PettyMorgan Stanley
- Donna D. PhelanWells Fargo Clearing Services, LLC
- Sharon C. PhelanWells Fargo Clearing Services, LLC
- Leif M. QuinlanWells Fargo Clearing Services, LLC
- Kamal RamaniRea Investments, LLC · Certified Financial Planner
- Ian J. RileyMorgan Stanley
- Christopher P. RossbergRaymond James & Associates, Inc.
- William RuizWells Fargo Clearing Services, LLC
- Joshua N. SanchezAegis Capital Corp.
- Savanna SaulWells Fargo Clearing Services, LLC
- Phillip H. SchaferWells Fargo Advisors Financial Network, LLC · Certified Financial Planner
- Mark G. SchligWells Fargo Clearing Services, LLC
- Jonathan N. SheffieldMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Eileen J. SonWells Fargo Clearing Services, LLC
- Conrad A. SundqvistolmosWells Fargo Clearing Services, LLC
- Roger R. SzendreyU.S. Bancorp Advisors, LLC
- Terry T. TangSouthern California Wealth Management Associates
- Stephen T. TuSeacrest Wealth Management, LLC
- Venansia E. TuineagJ.P. Morgan Securities LLC
- David WidorMorgan Stanley
- Brian C. WooMorgan Stanley
- Jonathan N. WooMorgan Stanley
- Vincent WooMorgan Stanley
- Alan M. WozniakWells Fargo Clearing Services, LLC
- Roobina YahyaMorgan Stanley
- Kay A. YamadaMorgan Stanley
- Edwin YiAmeriprise Financial Services, LLC
- Benjamin YodowitzMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jungmin T. YuMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Adam T. ZahnMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Suzy X. ZengMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Suzanne E. ZimmermanState Farm Investment Management Corp. · Chartered Financial Consultant
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Rolling Hills Estates, CA?
110 investment adviser representatives are registered at firm offices in Rolling Hills Estates, California, according to the SEC's Investment Adviser Public Disclosure records. 105 of them are also registered as broker representatives, and 10 list the CFP designation.
Which firm has the most financial advisors in Rolling Hills Estates?
Wells Fargo Clearing Services, LLC, with 33 registered advisors in Rolling Hills Estates, followed by Morgan Stanley with 26.
How do I check a financial advisor in Rolling Hills Estates?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.