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Financial ADVSR advisor directory · SEC adviser records

Aegis Capital Corp. financial advisors in Portland, OR

Every SEC-registered investment adviser representative at a Aegis Capital Corp. office in Portland, A to Z.

The short answer

4 registered advisors work at Aegis Capital Corp. in Portland, out of 94 at the firm nationwide; it ranks number 55 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Aegis Capital Corp. advisors in Portland, A to Z

Every Aegis Capital Corp. advisor →

Aegis Capital Corp. advisors in every city and state →Aegis Capital Corp.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Aegis Capital Corp. advisors in other cities

New York, NY 19Melville, NY 18Westport, CT 4Bronxville, NY 3Coral Gables, FL 2Laguna Niguel, CA 2Larchmont, NY 2Manasquan, NJ 2Rolling Hills Estates, CA 2San Francisco, CA 2Tampa, FL 2Atlanta, GA 1Austin, TX 1Bordentown, NJ 1Bowling Green, KY 1

Other firms in Portland

All Portland advisors →

LPL Financial LLC 57Ameriprise Financial Services, LLC 52Stancorp Investment Advisers, Inc. 49Merrill Lynch, Pierce, Fenner & Smith Incorporated 41Morgan Stanley 33UBS Financial Services Inc. 33Wells Fargo Clearing Services, LLC 32Edward Jones 31Transamerica Financial Advisors, LLC 29M Holdings Securities, Inc. 28J.P. Morgan Securities LLC 25Strategic Advisers LLC 25

Questions

How many financial advisors does Aegis Capital Corp. have in Portland?

4 investment adviser representatives are registered at Aegis Capital Corp. offices in Portland, Oregon, according to the SEC's Investment Adviser Public Disclosure records, out of 94 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Aegis Capital Corp. one of the largest advisor employers in Portland?

Aegis Capital Corp. ranks number 55 in Portland by registered advisors; LPL Financial LLC has the most, with 57.

How do I check a Aegis Capital Corp. advisor in Portland?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Aegis Capital Corp. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.