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Financial ADVSR advisor directory · SEC adviser records

Aegis Capital Corp. financial advisors

Every SEC-registered investment adviser representative at Aegis Capital Corp., by the state and city of the office they work from.

94 registered advisors work at Aegis Capital Corp., in 15 states and 44 cities; the most are in New York, NY (19). 3 list the CFP designation and 84 are also registered broker representatives.

Cities with the most Aegis Capital Corp. advisors

New York, NY 19Melville, NY 18Portland, OR 4Westport, CT 4Bronxville, NY 3Coral Gables, FL 2Laguna Niguel, CA 2Larchmont, NY 2Manasquan, NJ 2Rolling Hills Estates, CA 2San Francisco, CA 2Tampa, FL 2Atlanta, GA 1Austin, TX 1Bordentown, NJ 1Bowling Green, KY 1Burlingame, CA 1Cape Coral, FL 1Cold Spring Harbor, NY 1Dallas, TX 1East Longmeadow, MA 1Easton, CT 1Edina, MN 1Fort Lauderdale, FL 1Greenwich, CT 1Greer, SC 1Griffin, GA 1Hillsdale, NJ 1Hilton Head Island, SC 1Jamaica, NY 1

Aegis Capital Corp. advisors by state

Questions

How many financial advisors does Aegis Capital Corp. have?

94 investment adviser representatives are registered with Aegis Capital Corp., according to the SEC's Investment Adviser Public Disclosure records, in 15 states and 44 cities. 3 list the CFP designation and 84 are also registered as broker representatives.

Where does Aegis Capital Corp. have the most advisors?

New York, NY, with 19 registered advisors, then Melville, NY (18). By state, New York has the most, with 49.

How do I find a Aegis Capital Corp. financial advisor near me?

Pick your state below, then your city, to see every Aegis Capital Corp. advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Aegis Capital Corp. offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →