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Financial ADVSR advisor directory · SEC adviser records

Aegis Capital Corp. financial advisors in Florida

Every SEC-registered investment adviser representative at a Aegis Capital Corp. office in Florida, by city and A to Z.

10 registered advisors work at Aegis Capital Corp. in Florida, out of 94 nationwide; it's the firm's number 2 state by advisors, and the most are in Coral Gables (2). 0 list the CFP designation and 10 are also registered broker representatives.

Aegis Capital Corp. advisors by city in Florida

Every firm in Florida →

Coral Gables 2Tampa 2Cape Coral 1Fort Lauderdale 1Lighthouse Point 1Miami 1Port St. Lucie 1Sarasota 1

Aegis Capital Corp. advisors in Florida, A to Z

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Aegis Capital Corp. in other states

New York 49California 7Connecticut 6New Jersey 5Oregon 4

Questions

How many Aegis Capital Corp. financial advisors are in Florida?

10 investment adviser representatives are registered at Aegis Capital Corp. offices in Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 94 at the firm nationwide. 0 list the CFP designation and 10 are also registered as broker representatives.

Where in Florida does Aegis Capital Corp. have the most advisors?

Coral Gables, with 2, then Tampa (2). Aegis Capital Corp. has advisors in 8 cities in Florida.

How do I check a Aegis Capital Corp. advisor in Florida?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Aegis Capital Corp. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.