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Financial ADVSR advisor directory · SEC adviser records

Aegis Capital Corp. financial advisors in New York

Every SEC-registered investment adviser representative at a Aegis Capital Corp. office in New York, by city and A to Z.

The short answer

51 registered advisors work at Aegis Capital Corp. in New York, out of 94 nationwide; it's the firm's number 1 state by advisors, and the most are in New York (19). 1 list the CFP designation and 45 are also registered broker representatives.

Aegis Capital Corp. advisors by city in New York

Every firm in New York →

New York 19Melville 18Bronxville 3Larchmont 2Cold Spring Harbor 1Jamaica 1Oyster Bay 1Pomona 1Syracuse 1White Plains 1Whitestone 1

Aegis Capital Corp. advisors in New York, A to Z

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Aegis Capital Corp. in other states

Florida 10California 7Connecticut 6New Jersey 5Oregon 4

Questions

How many Aegis Capital Corp. financial advisors are in New York?

51 investment adviser representatives are registered at Aegis Capital Corp. offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 94 at the firm nationwide. 1 list the CFP designation and 45 are also registered as broker representatives.

Where in New York does Aegis Capital Corp. have the most advisors?

New York, with 19, then Melville (18). Aegis Capital Corp. has advisors in 11 cities in New York.

How do I check a Aegis Capital Corp. advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Aegis Capital Corp. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.