Financial ADVSR advisor directory · SEC adviser records
Aegis Capital Corp. financial advisors in Connecticut
Every SEC-registered investment adviser representative at a Aegis Capital Corp. office in Connecticut, by city and A to Z.
The short answer
6 registered advisors work at Aegis Capital Corp. in Connecticut, out of 94 nationwide; it's the firm's number 4 state by advisors, and the most are in Westport (4). 0 list the CFP designation and 6 are also registered broker representatives.
Aegis Capital Corp. advisors by city in Connecticut
Every firm in Connecticut →Aegis Capital Corp. advisors in Connecticut, A to Z
Search by name →- Stanley J. CrouchWestport
- David P. GershoniWestport
- James A. IannazzoWestport
- Francis J. McKennaWestport
- Christopher A. SelkeGreenwich
- Matthew WinthropEaston
Aegis Capital Corp. advisors in every state →Aegis Capital Corp.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Aegis Capital Corp. in other states
Questions
How many Aegis Capital Corp. financial advisors are in Connecticut?
6 investment adviser representatives are registered at Aegis Capital Corp. offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 94 at the firm nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.
Where in Connecticut does Aegis Capital Corp. have the most advisors?
Westport, with 4, then Easton (1). Aegis Capital Corp. has advisors in 3 cities in Connecticut.
How do I check a Aegis Capital Corp. advisor in Connecticut?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Aegis Capital Corp. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.