Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Fairfield, CT
Every SEC-registered investment adviser representative at a firm office in Fairfield, with the firms that employ the most of them.
275 registered advisors work in Fairfield; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (66). 37 list the CFP designation and 231 are also registered broker representatives.
Firms with the most advisors in Fairfield
Advisors in Fairfield, A to Z
CFP advisors in Fairfield →- Nancy A. AdamsNorthwestern Mutual Investment Services, LLC
- Henry G. AeryMoneco Advisors
- David R. AmedenMoneco Advisors
- Anita AndrewsJanney Montgomery Scott LLC
- Meghan C. AnnunziatoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John R. AyersNeuberger Berman Bd LLC · Chartered Financial Analyst
- Michael A. BaranCompass
- Vincent F. BarbettaEquitable Advisors, LLC
- Jonathan M. BaronEdward Jones
- Gregory E. BarrHerbert J. Sims Capital Management, Inc.
- James F. BauerLPL Enterprise, LLC
- Jeffrey F. BauerLPL Enterprise, LLC
- Gregory A. BeckerAmeriprise Financial Services, LLC
- Matthew G. BeckerAmeriprise Financial Services, LLC
- Alberto BernardezJ.P. Morgan Securities LLC
- Daniel M. BesseB. Riley Wealth Advisors, Inc.
- Saikiran BommaMorgan Stanley
- Michail BorisovMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Salim P. BoutagyMoneco Advisors · Certified Financial Planner
- Connor P. BreitMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Deborah W. BriskinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brandon BrooksStrategic Advisers LLC · Certified Financial Planner
- Cameron M. BrownRaymond James Financial Services Advisors, Inc.
- Dennis M. BrownMerrill Lynch, Pierce, Fenner & Smith Incorporated
- James B. BrownMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kevin F. BrownRaymond James Financial Services Advisors, Inc.
- Gretchen M. BrunnerCompass · Certified Financial Planner
- Matthew G. BrunnerCompass
- Albert U. Buatti IIIStrategic Advisers LLC
- Michael D. BucciMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Keith J. ButlerRaymond James Financial Services Advisors, Inc.
- Patrick T. ByrneAspetuck Financial Management LLC
- Vincent T. CameraLPL Enterprise, LLC
- Stephen E. CanterUBS Asset Management (Americas) LLC
- Matthew CarranoMorgan Stanley
- Christopher E. CarrollCharles Schwab & Co., Inc.
- Ryan CaseyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brenda P. CatugnoOsaic Wealth, Inc. · Chartered Financial Consultant
- Joseph M. CellittiHerbert J. Sims Capital Management, Inc.
- Meyer CheikinHerbert J. Sims Capital Management, Inc.
- Lindsey A. ChiarelliMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Victor E. Chiarelli IIIMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven B. ChoHerbert J. Sims Capital Management, Inc.
- Michael W. ChoniskiTrendhaven Investment Management, LLC
- Kyle F. ChristiansenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Oliver S. ChristieWells Fargo Advisors Financial Network, LLC
- Eugene M. ChyzowychHerbert J. Sims Capital Management, Inc.
- James M. ClarkPrivate Advisor Group, LLC
- Gregory D. CoghlanWells Fargo Advisors Financial Network, LLC
- Cristina CondulescuMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Elizabeth CrumeMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Lisa M. CullenStrategic Advisers LLC
- Frank O. CurcioHerbert J. Sims Capital Management, Inc.
- Scott M. CurranFirst Trust Advisors LP
- David B. DanversSchwab Wealth Advisory, Inc. · Certified Financial Planner
- David L. DavidsonMorgan Stanley
- Paul J. DearceHerbert J. Sims Capital Management, Inc.
- Andrew M. DeckMorgan Stanley
- Peter J. Dee Jr.Herbert J. Sims Capital Management, Inc.
- Michelle D. DefilippoMoneco Advisors · Certified Financial Planner
- Stephen DennisJanney Montgomery Scott LLC
- Michael DerbyJ.P. Morgan Securities LLC
- Philip R. DeutschPrincipal Securities, Inc.
- Jason H. DiamondHerbert J. Sims Capital Management, Inc.
- Robert M. DickinsonNorthwestern Mutual Investment Services, LLC
- Frederick D. DocousSynthesis Capital Group
- Gilbert C. Donovan IIIGcd Financial Planning And Advisory Services
- Patrick F. DonovanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Gina DouvasMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brendan F. DuffyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Clifford D. EdelmannHerbert J. Sims Capital Management, Inc.
- Stephen EhrensNorthwestern Mutual Investment Services, LLC
- Leslie J. Eisen-AbramsMorgan Stanley
- Rodrigo EsperonCharles Schwab & Co., Inc.
- Fabrizio A. FabrizioLPL Financial LLC
- Charles W. FalzoneCharles Schwab & Co., Inc. · Certified Financial Planner
- Alan L. FernandesGeneos Wealth Management, Inc.
- Christopher FetchetCapital Client Group, Inc.
- Jake T. FinnucanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven P. FlaggMorgan Stanley · Certified Financial Planner
- Gregory S. FlynnMoneco Advisors
- Joel R. FordMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jack M. ForehandValidea Capital Management LLC · Certified Financial Planner, Chartered Financial Analyst
- Patrice P. ForteMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Aaron FrancisStrategic Advisers LLC
- Joseph M. FurlongMorgan Stanley
- Magdalena E. Gala-HunterTd Private Client Wealth LLC
- Susan GalleyStrategic Advisers LLC
- Matthew M. GarciaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Charles GayMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Thomas R. GilhulyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joseph GoettWells Fargo Advisors Financial Network, LLC
- Adele J. GoetzFairport Asset Management Corp.
- Roger W. GoetzFairport Asset Management Corp.
- David C. GornbeinCharles Schwab & Co., Inc.
- Jonathan P. GottliebMorgan Stanley
- Kelli A. GradyJohn Hancock Investment Management LLC
- Richard V. GrangerMorgan Stanley
- Tyler B. GriffinStrategic Advisers LLC
- Gerard GruberGeneos Wealth Management, Inc. · Certified Financial Planner
- Derek GuglielmiAdvanced Capital Advisors, LLC · Chartered Financial Analyst
- Panfilo Guglielmi Jr.Advanced Capital Advisors, LLC · Certified Financial Planner
- Eric P. HahnMoneco Advisors · Certified Financial Planner
- Justin HallasCharles Schwab & Co., Inc.
- Timothy J. HanleyNorthwestern Mutual Investment Services, LLC
- Gillian P. HannonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christine HartmanJanney Montgomery Scott LLC
- Anthony T. HermanStrategic Advisers LLC
- Lindsay M. HillasMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert E. HoffmanLPL Financial LLC
- Carl T. HogstenStrategic Advisers LLC
- Denise D. HotchMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Li HuoEagle Strategies LLC · Certified Financial Planner
- Jay R. HymanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Timothy E. IltzHerbert J. Sims Capital Management, Inc.
- Steven E. JafarzadehStonehaven Advisors, LLC
- Brij M. JairathUBS Financial Services Inc.
- William B. James IIIMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jonathan D. JarowHerbert J. Sims Capital Management, Inc.
- Robert E. JarvisMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Lori K. JensenCharles Schwab & Co., Inc.
- George E. Jones IIINorthwestern Mutual Investment Services, LLC · Chartered Financial Consultant
- David J. KarachukMoneco Advisors · Certified Financial Planner, Chartered Financial Analyst
- Fiona KastratiMorgan Stanley
- Joseph R. KemkaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Priya KesslerStrategic Advisers LLC
- Matthew KeysMoneco Advisors
- Nancy T. KielyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Hannah S. KleinbeckStrategic Advisers LLC
- Karen S. KnettelMorgan Stanley
- Allie KochMoneco Advisors
- Keith J. KolinskyMoneco Advisors · Chartered Financial Consultant
- Joanna E. KopsaftisMoneco Advisors · Certified Financial Planner
- Michael P. KozikJanney Montgomery Scott LLC · Certified Financial Planner
- Christopher J. KralMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Stephen M. KrizekEdward Jones
- Sean M. LalljeeHerbert J. Sims Capital Management, Inc.
- Scott L. LanglaisStrategic Advisers LLC · Certified Financial Planner
- Christopher W. LeveneMoneco Advisors · Certified Financial Planner
- David J. LincolnMoneco Advisors
- Ari L. LinderMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael A. LynfieldJanney Montgomery Scott LLC
- Charles D. MacleanMoneco Advisors
- Saul MagStrategic Advisers LLC
- Florence J. MaguruMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Allison L. MaharMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Declan J. MaharMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Erin R. MalangoneMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Bruce S. ManasevitMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Giancarlo ManzoneMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Howard MatsonJanney Montgomery Scott LLC
- Joseph J. MatthewsMorgan Stanley
- Colleen MayStrategic Advisers LLC · Certified Financial Planner
- Brian McBrideEdward Jones
- John R. McElroyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mary E. McFlikerHerbert J. Sims Capital Management, Inc.
- Charles B. McManus IIIWells Fargo Advisors Financial Network, LLC · Certified Financial Planner
- Michael J. McNeilNorthwestern Mutual Investment Services, LLC · Chartered Financial Consultant
- Alanis McNierStrategic Advisers LLC
- Kelley K. McWilliamsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- James J. Mead Jr.Raymond James Financial Services Advisors, Inc.
- Jason MedoffStrategic Advisers LLC
- Jennifer MerolaStrategic Advisers LLC
- Courtney L. MerwinBlackrock Investment Management, LLC · Certified Financial Planner
- Gayl A. MileszkoHerbert J. Sims Capital Management, Inc.
- Kathryn H. MimmsNorthwestern Mutual Investment Services, LLC · Chartered Financial Analyst
- Eric M. MinowitzMoneco Advisors
- Paul M. MioleneMorgan Stanley
- Jason MonteleoneMariner · Certified Financial Planner
- David B. MossJanney Montgomery Scott LLC
- Daniel J. MullaneHerbert J. Sims Capital Management, Inc.
- Colin D. NardiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mark A. NastriMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Melissa NaumannStrategic Advisers LLC
- Joann A. NemisJanney Montgomery Scott LLC
- Christopher J. NeubertMoneco Advisors · Certified Financial Planner
- Sandra L. NeubertMoneco Advisors
- Clinton W. NoellCharles Schwab & Co., Inc.
- Ashley A. NoonanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kevin R. NunezNjk Wealth Management
- Steven M. NussbaumMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brian R. O'ConnorMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John A. OcchipintiStrategic Advisers LLC
- Thomas P. OconnorMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Bradford R. OrbenSnowwater Investment Partners, LLC
- Peter C. OsborneMoneco Advisors
- Thomas M. OsheaCambridge Investment Research Advisors, Inc.
- Zoria OspinaStrategic Advisers LLC
- Daniel J. PapugaNorthwestern Mutual Investment Services, LLC
- Scott W. ParkerTrue Link Financial Advisors
- Daniel C. PasconeSovereign Financial Group, Inc.
- Maribeth T. PattersonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert G. PavlikDakota Wealth, LLC
- Lindsay M. PeregudaMorgan Stanley
- Walter R. PierzNorthwestern Mutual Investment Services, LLC
- Philip A. PikeHerbert J. Sims Capital Management, Inc.
- Robin R. PinkhamRobin Pinkham Investment Advisory, LLC
- David PlouffeMoneco Advisors · Certified Financial Planner
- Brian K. PotokCetera Investment Advisers LLC · Chartered Financial Analyst
- Joseph A. Pramer IIIMorgan Stanley
- Makenna PreteStrategic Advisers LLC
- Michael M. PromisCharles Schwab & Co., Inc. · Certified Financial Planner
- Stephen M. RaccuiaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Divya RajanLPL Enterprise, LLC
- Glenn H. RatcliffeJanney Montgomery Scott LLC · Certified Financial Planner
- Dylan R. RaverMoneco Advisors
- David K. RaymondJanney Montgomery Scott LLC
- Donald RichWells Fargo Advisors Financial Network, LLC
- Walter T. RichB. Riley Wealth Advisors, Inc.
- Mary A. RichardWells Fargo Advisors Financial Network, LLC
- Nathaniel RicherSynthesis Capital Group
- Charles W. RoccoMoneco Advisors · Certified Financial Planner
- Abimelek RodriguezStrategic Advisers LLC · Certified Financial Planner
- Gregory RomatzickMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David A. RookasinInfinity Financial Services Advisory
- John M. Rosenau Sr.Moneco Advisors · Certified Financial Planner
- Craig S. RosenbergMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Frederick J. RussellMoneco Advisors · Chartered Financial Consultant
- Kyle J. ScafarielloMoneco Advisors
- Thomas P. SchneiderDcm Advisors, LLC
- Todd R. SchroederMoneco Advisors · Certified Financial Planner
- Karen P. ScintoLPL Financial LLC
- Benjamin SeleskiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Salvatore A. SerenoStrategic Advisers LLC
- William M. Shafransky Jr.Moneco Advisors · Certified Financial Planner
- Steven A. ShermanCetera Investment Advisers LLC · Certified Financial Planner
- Andrew P. SilkowskiMoneco Advisors
- Ian W. SmithCharles Schwab & Co., Inc.
- Peter R. SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jonathan E. SnedakerMorgan Stanley
- Keith W. SomersAmeriprise Financial Services, LLC
- Kenneth A. SorrentinoLPL Financial LLC
- Nicholas SquitieriHerbert J. Sims Capital Management, Inc.
- Jacqueline M. SteedMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Adam C. StevkoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeremy K. StewartEdward Jones
- Karen B. SullivanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Lila SullivanMoneco Advisors
- Joseph M. SwainCharles Schwab & Co., Inc.
- John K. TakitaCharles Schwab & Co., Inc.
- Joseph A. TatuskoMoneco Advisors · Certified Financial Planner, Chartered Financial Analyst
- Michelle G. TeixeiraStrategic Advisers LLC
- David A. TetleyBrookstone Capital Management LLC
- Justin C. ThomasStableford Capital LLC
- Christopher E. TormeyBull Harbor Capital LLC.
- Mauricio C. TrabucoMML Investors Services, LLC
- Michael TrombettaStrategic Advisers LLC · Certified Financial Planner
- Salvatore J. TrombettaRaymond James Financial Services Advisors, Inc.
- Jennifer S. TunnellMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert S. TuzzaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Timothy G. TymniakMoneco Advisors
- Jon D. VaccarellaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John VacheronMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Thomas E. VacheronMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Stephanie L. Van AlbertMoneco Advisors · Certified Financial Planner
- Mark R. VidaOsaic Institutions, Inc.
- Alejandro M. ViteriHerbert J. Sims Capital Management, Inc.
- Melody D. VoyakMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Stephen J. WagenbachInvesco Advisers, Inc.
- Micaela H. WalshStrategic Advisers LLC
- William B. WalshNorthwestern Mutual Investment Services, LLC
- Kenneth M. WapnitskyJanney Montgomery Scott LLC · Certified Financial Planner
- Roland A. WauthierMerrill Lynch, Pierce, Fenner & Smith Incorporated · Certified Financial Planner
- Matthew R. WebberAmeriprise Financial Services, LLC
- Rudolf J. WeissMoneco Advisors · Certified Financial Planner
- Leslie B. WilliamsMorgan Stanley
- Jesse D. WootenStrategic Advisers LLC
- Christopher YadreStrategic Advisers LLC
- Cathy E. YanceStrategic Advisers LLC
- Thomas YaoMoneco Advisors
- Alexander G. YeePrincipal Asset Management
- Nicholas W. YoungMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mario A. ZapataMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jacob ZaranekMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ben A. ZeislerMerrill Lynch, Pierce, Fenner & Smith Incorporated
Other cities in Connecticut
All of Connecticut →Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59Avon 56
Questions
How many financial advisors are in Fairfield, CT?
275 investment adviser representatives are registered at firm offices in Fairfield, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 231 of them are also registered as broker representatives, and 37 list the CFP designation.
Which firm has the most financial advisors in Fairfield?
Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 66 registered advisors in Fairfield, followed by Moneco Advisors with 33.
How do I check a financial advisor in Fairfield?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.