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Financial ADVSR advisor directory · SEC adviser records

Compass financial advisors in Fairfield, CT

Every SEC-registered investment adviser representative at a Compass office in Fairfield, A to Z.

3 registered advisors work at Compass in Fairfield, out of 3 at the firm nationwide; it ranks number 15 in the city by advisors. 1 list the CFP designation and 2 are also registered broker representatives.

Compass advisors in Fairfield, A to Z

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Other firms in Fairfield

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Merrill Lynch, Pierce, Fenner & Smith Incorporated 66Moneco Advisors 33Strategic Advisers LLC 28Herbert J. Sims Capital Management, Inc. 19Morgan Stanley 17Charles Schwab & Co., Inc. 11Janney Montgomery Scott LLC 11Northwestern Mutual Investment Services, LLC 10Wells Fargo Advisors Financial Network, LLC 6Raymond James Financial Services Advisors, Inc. 5Ameriprise Financial Services, LLC 4Edward Jones 4

Questions

How many financial advisors does Compass have in Fairfield?

3 investment adviser representatives are registered at Compass offices in Fairfield, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 1 list the CFP designation and 2 are also registered as broker representatives.

Is Compass one of the largest advisor employers in Fairfield?

Compass ranks number 15 in Fairfield by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 66.

How do I check a Compass advisor in Fairfield?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Compass office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.