Financial ADVSR advisor directory · SEC adviser records
Charles Schwab & Co., Inc. financial advisors in Fairfield, CT
Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Fairfield, A to Z.
The short answer
11 registered advisors work at Charles Schwab & Co., Inc. in Fairfield, out of 5,937 at the firm nationwide; it ranks number 6 in the city by advisors. 2 list the CFP designation and 11 are also registered broker representatives.
Charles Schwab & Co., Inc. advisors in Fairfield, A to Z
Every Charles Schwab & Co., Inc. advisor →- Christopher E. CarrollAlso a broker rep
- Rodrigo EsperonAlso a broker rep
- Charles W. FalzoneCertified Financial Planner · Also a broker rep
- David C. GornbeinAlso a broker rep
- Justin HallasAlso a broker rep
- Lori K. JensenAlso a broker rep
- Clinton W. NoellAlso a broker rep
- Michael M. PromisCertified Financial Planner · Also a broker rep
- Ian W. SmithAlso a broker rep
- Joseph M. SwainAlso a broker rep
- John K. TakitaAlso a broker rep
Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →
Charles Schwab & Co., Inc. advisors in other cities
Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40
Other firms in Fairfield
All Fairfield advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 63Moneco Advisors 32Strategic Advisers LLC 32Herbert J. Sims Capital Management, Inc. 24Morgan Stanley 17Janney Montgomery Scott LLC 11Northwestern Mutual Investment Services, LLC 10Raymond James Financial Services Advisors, Inc. 5Wells Fargo Advisors Financial Network, LLC 5Ameriprise Financial Services, LLC 4Edward Jones 4LPL Enterprise, LLC 4
Questions
How many financial advisors does Charles Schwab & Co., Inc. have in Fairfield?
11 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Fairfield, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 2 list the CFP designation and 11 are also registered as broker representatives.
Is Charles Schwab & Co., Inc. one of the largest advisor employers in Fairfield?
Charles Schwab & Co., Inc. ranks number 6 in Fairfield by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 63.
How do I check a Charles Schwab & Co., Inc. advisor in Fairfield?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.