Financial ADVSR advisor directory · SEC adviser records
Northwestern Mutual Investment Services, LLC financial advisors in Fairfield, CT
Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Fairfield, A to Z.
The short answer
10 registered advisors work at Northwestern Mutual Investment Services, LLC in Fairfield, out of 1,946 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 10 are also registered broker representatives.
Northwestern Mutual Investment Services, LLC advisors in Fairfield, A to Z
Every Northwestern Mutual Investment Services, LLC advisor →- Nancy A. AdamsAlso a broker rep
- Robert M. DickinsonAlso a broker rep
- Stephen EhrensAlso a broker rep
- Timothy J. HanleyAlso a broker rep
- George E. Jones IIIChartered Financial Consultant · Also a broker rep
- Michael J. McNeilChartered Financial Consultant · Also a broker rep
- Kathryn H. MimmsChartered Financial Analyst · Also a broker rep
- Daniel J. PapugaAlso a broker rep
- Walter R. PierzAlso a broker rep
- William B. WalshAlso a broker rep
Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Northwestern Mutual Investment Services, LLC advisors in other cities
Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18
Other firms in Fairfield
All Fairfield advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 63Moneco Advisors 32Strategic Advisers LLC 32Herbert J. Sims Capital Management, Inc. 24Morgan Stanley 17Charles Schwab & Co., Inc. 11Janney Montgomery Scott LLC 11Raymond James Financial Services Advisors, Inc. 5Wells Fargo Advisors Financial Network, LLC 5Ameriprise Financial Services, LLC 4Edward Jones 4LPL Enterprise, LLC 4
Questions
How many financial advisors does Northwestern Mutual Investment Services, LLC have in Fairfield?
10 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Fairfield, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 0 list the CFP designation and 10 are also registered as broker representatives.
Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Fairfield?
Northwestern Mutual Investment Services, LLC ranks number 8 in Fairfield by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 63.
How do I check a Northwestern Mutual Investment Services, LLC advisor in Fairfield?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.