Wealth manager, independent · Fairfield, CT
Moneco Advisors
Moneco Advisors, LLC · SEC-registered investment adviser · CRD 171922 · SEC 801-80027
At a glance
Moneco Advisors is an SEC-registered investment adviser based in Fairfield, Connecticut, with $2.3B in regulatory assets under management as of its Form ADV filed June 8, 2026. It reports 2,781 individual clients, 762 of them high-net-worth, holding an average of about $0.8 million each, and 66 employees. That ranks it 488th among the nation’s 5,657 independent wealth management RIAs and 12th of 100 in Connecticut. It reports 3 custodians for its clients’ separately managed accounts: LPL Financial, Fidelity and Charles Schwab.
Main office 203-319-3550monecoadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.3B
- Rank among independent wealth managers
- #488 of 5,657
- Rank among all SEC RIAs
- #3,364 of 17,210
- Rank in Connecticut
- #12 of 100
- Individual clients
- 2,781
- High-net-worth clients
- 762
- Accounts
- 6,443
- Discretionary
- 99% of AUM
- Employees
- 66
- Advisory staff
- 44
- Offices
- 8
Owners and executives on its Form ADV
- Charles W. RoccoChief Executive Officer
- Virginia L ThompsonChief Operating Officer
- Derrek L. MetzCwo
- Allison E. LoringChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Moneco Advisors is a hybrid RIA: 22 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed April 2026) names LPL Financial, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Page 15 of 18 Other Financial Industry Activities and Affiliations Investment advisor representatives may also be registered representatives of LPL Financial, an unaffiliated SEC registered and FINRA/SIPC member broker/dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 762 | $1.7B | 75% |
| Individuals | 2,019 | $526M | 23% |
| Charitable organizations | 15 | $25M | 1% |
| Pension and profit sharing plans | 7 | $25M | 1% |
| Corporations or other businesses | 9 | $2M | <1% |
Disciplinary disclosures
Moneco Advisors answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗monecoadvisors.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Connecticut
All of Connecticut →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Johnson BrunettiWethersfield | $2.8B | 6,038 |
| Main Street Research LLCLakeville | $2.7B | 1,018 |
| RZH Advisors LLCStamford | $2.4B | 451 |
| Clear Harbor Asset Management, LLCStamford | $2.1B | 784 |
| Adviceone Advisory Services, LLCGlastonbury | $2.0B | 1,449 |
| Rossmore Private Capital, LLCGlastonbury | $1.9B | 253 |
Background
Questions
How much does Moneco Advisors manage?
Moneco Advisors reports $2.3B in regulatory assets under management across 6,443 accounts, 99% of it on a discretionary basis, on its Form ADV filed June 8, 2026.
How many clients does Moneco Advisors have?
It reports 2,781 individual clients: 762 high-net-worth individuals and 2,019 other individuals. Individuals account for about 98% of its regulatory assets.
Where is Moneco Advisors headquartered?
Its main office is in Fairfield, Connecticut. It reports 8 offices in total and 66 employees, 44 of whom perform investment advisory functions.
How does Moneco Advisors charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Moneco Advisors use?
It reports 3 custodians for its clients’ separately managed accounts: LPL Financial, Fidelity and Charles Schwab. On Schedule D of its Form ADV filed June 8, 2026, it reports these amounts held: LPL Financial ($1.6B); Fidelity ($259M); Charles Schwab ($226M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Moneco Advisors a hybrid RIA with a broker-dealer?
Moneco Advisors is a hybrid RIA: 22 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Moneco Advisors a fiduciary?
As an SEC-registered investment adviser, Moneco Advisors owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 22 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Moneco Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →