Wealth manager, independent · Stamford, CT
RZH Advisors LLC
Relyea Zuckerberg Hanson, LLC · SEC-registered investment adviser · CRD 125696 · SEC 801-71454
At a glance
RZH Advisors LLC is an SEC-registered investment adviser based in Stamford, Connecticut, with $2.4B in regulatory assets under management as of its Form ADV filed February 1, 2026. It reports 451 individual clients, 306 of them high-net-worth, holding an average of about $5.4 million each, and 11 employees. That ranks it 460th among the nation’s 5,657 independent wealth management RIAs and 11th of 100 in Connecticut. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 203-355-0880rzhadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.4B
- Rank among independent wealth managers
- #460 of 5,657
- Rank among all SEC RIAs
- #3,216 of 17,210
- Rank in Connecticut
- #11 of 100
- Individual clients
- 451
- High-net-worth clients
- 306
- Accounts
- 1,698
- Discretionary
- 100% of AUM
- Employees
- 11
- Advisory staff
- 7
- Offices
- 1
Owners and executives on its Form ADV
- Carl J. ZuckerbergPrincipal /chief Investment Strategist
- Spencer M. CooperChief Wealth Strategist/principal
- Jean-Paul AtallahChief Compliance Officer/chief Operating Officer/principal
- Lauren A. RowlandPrincipal
Custody and brokerage
Broker-dealer
No broker-dealer ties
RZH Advisors LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 306 | $2.3B | 95% |
| Individuals | 145 | $109M | 4% |
| Corporations or other businesses | – | $2M | <1% |
Disciplinary disclosures
RZH Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗rzhadvisors.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,636 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Connecticut
All of Connecticut →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Principle WealthMadison | $3.2B | 1,173 |
| Johnson BrunettiWethersfield | $2.8B | 6,038 |
| Main Street Research LLCLakeville | $2.7B | 1,018 |
| Moneco AdvisorsFairfield | $2.3B | 2,781 |
| Clear Harbor Asset Management, LLCStamford | $2.1B | 784 |
| Adviceone Advisory Services, LLCGlastonbury | $2.0B | 1,449 |
Background
Questions
How much does RZH Advisors LLC manage?
RZH Advisors LLC reports $2.4B in regulatory assets under management across 1,698 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 1, 2026.
How many clients does RZH Advisors LLC have?
It reports 451 individual clients: 306 high-net-worth individuals and 145 other individuals. Individuals account for about 100% of its regulatory assets.
Where is RZH Advisors LLC headquartered?
Its main office is in Stamford, Connecticut. It reports 1 office in total and 11 employees, 7 of whom perform investment advisory functions.
How does RZH Advisors LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does RZH Advisors LLC use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed February 1, 2026, it reports these amounts held: Fidelity ($2.4B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is RZH Advisors LLC a hybrid RIA with a broker-dealer?
RZH Advisors LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is RZH Advisors LLC a fiduciary?
As an SEC-registered investment adviser, RZH Advisors LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is RZH Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →