Wealth manager, independent · Glastonbury, CT
Rossmore Private Capital, LLC
SEC-registered investment adviser · CRD 288453 · SEC 801-110562
At a glance
Rossmore Private Capital, LLC is an SEC-registered investment adviser based in Glastonbury, Connecticut, with $1.9B in regulatory assets under management as of its Form ADV filed March 19, 2026. It reports 253 individual clients, 190 of them high-net-worth, holding an average of about $7.0 million each, and 10 employees. That ranks it 582nd among the nation’s 5,657 independent wealth management RIAs and 15th of 100 in Connecticut. It reports BNY Pershing as the custodian for its clients’ separately managed accounts.
Main office 860-200-6079rossmore.comAs filed on Form ADV
- Regulatory AUM
- $1.9B
- Rank among independent wealth managers
- #582 of 5,657
- Rank among all SEC RIAs
- #3,723 of 17,210
- Rank in Connecticut
- #15 of 100
- Individual clients
- 253
- High-net-worth clients
- 190
- Accounts
- 909
- Discretionary
- 91% of AUM
- Employees
- 10
- Advisory staff
- 7
- Offices
- 1
Owners and executives on its Form ADV
- Matthew D. MacleanMember
- Brian J. SheehanMember and Chief Compliance Officer
- Alejandro A. GomezMember
- Andrew G. BaldassarreMember
Custody and brokerage
Broker-dealer
No broker-dealer ties
Rossmore Private Capital, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 190 | $1.8B | 91% |
| Corporations or other businesses | 11 | $130M | 7% |
| Individuals | 63 | $24M | 1% |
| Charitable organizations | 10 | $13M | <1% |
| Pension and profit sharing plans | 1 | $2M | <1% |
Disciplinary disclosures
Rossmore Private Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗rossmore.com ↗
AtlasMembers
The full record on Rossmore Private Capital, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 2,054 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Connecticut
All of Connecticut →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Moneco AdvisorsFairfield | $2.3B | 2,781 |
| Clear Harbor Asset Management, LLCStamford | $2.1B | 784 |
| Adviceone Advisory Services, LLCGlastonbury | $2.0B | 1,449 |
| Trivium Point Advisory, LLCWilton | $1.6B | 786 |
| MJP Wealth AdvisorsFarmington | $1.6B | 865 |
| Oakridge Management Group LLCStamford | $1.4B | 40 |
Background
Questions
How much does Rossmore Private Capital, LLC manage?
Rossmore Private Capital, LLC reports $1.9B in regulatory assets under management across 909 accounts, 91% of it on a discretionary basis, on its Form ADV filed March 19, 2026.
How many clients does Rossmore Private Capital, LLC have?
It reports 253 individual clients: 190 high-net-worth individuals and 63 other individuals. Individuals account for about 92% of its regulatory assets.
Where is Rossmore Private Capital, LLC headquartered?
Its main office is in Glastonbury, Connecticut. It reports 1 office in total and 10 employees, 7 of whom perform investment advisory functions.
How does Rossmore Private Capital, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Rossmore Private Capital, LLC use?
It reports BNY Pershing as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 19, 2026, it reports these amounts held: BNY Pershing ($1.9B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Rossmore Private Capital, LLC a hybrid RIA with a broker-dealer?
Rossmore Private Capital, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Rossmore Private Capital, LLC a fiduciary?
As an SEC-registered investment adviser, Rossmore Private Capital, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Rossmore Private Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →