Wealth manager, independent · Stamford, CT
Oakridge Management Group LLC
SEC-registered investment adviser · CRD 306284 · SEC 801-117907
At a glance
Oakridge Management Group LLC is an SEC-registered investment adviser based in Stamford, Connecticut, with $1.4B in regulatory assets under management as of its Form ADV filed March 30, 2026. It reports 40 individual clients, 40 of them high-net-worth, holding an average of about $33 million each, and 6 employees. That ranks it 813th among the nation’s 5,657 independent wealth management RIAs and 18th of 100 in Connecticut. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 203-257-3289As filed on Form ADV
- Regulatory AUM
- $1.4B
- Rank among independent wealth managers
- #813 of 5,657
- Rank among all SEC RIAs
- #4,518 of 17,210
- Rank in Connecticut
- #18 of 100
- Individual clients
- 40
- High-net-worth clients
- 40
- Accounts
- 159
- Discretionary
- 14% of AUM
- Employees
- 6
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Ryan T DonovanChief Operating Officer & Chief Compliance Officer
- Timothy R. PowersPresident
- Michael J. SmithCo-Chief Investment Officer for Discretionary
- Scott Y. PhillipsCo-Chief Investment Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Oakridge Management Group LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 40 | $1.3B | 98% |
| Pooled investment vehicles | 8 | $30M | 2% |
Private funds
Oakridge Management Group LLC reports 8 private funds with $30M in gross assets: private equity funds, venture capital funds (Form ADV Item 7.B).
Disciplinary disclosures
Oakridge Management Group LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Oakridge Management Group LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 2,711 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Connecticut
All of Connecticut →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Rossmore Private Capital, LLCGlastonbury | $1.9B | 253 |
| Trivium Point Advisory, LLCWilton | $1.6B | 786 |
| MJP Wealth AdvisorsFarmington | $1.6B | 865 |
| Bourgeon Capital Management LLCDarien | $1.3B | 286 |
| Gilman Hill Asset Management, LLCNew Canaan | $1.2B | 289 |
| Baxter Investment ManagementRiverside | $1.2B | 425 |
Background
Questions
How much does Oakridge Management Group LLC manage?
Oakridge Management Group LLC reports $1.4B in regulatory assets under management across 159 accounts, 14% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
How many clients does Oakridge Management Group LLC have?
It reports 40 individual clients: 40 high-net-worth individuals and 0 other individuals. Individuals account for about 98% of its regulatory assets.
Where is Oakridge Management Group LLC headquartered?
Its main office is in Stamford, Connecticut. It reports 1 office in total and 6 employees, 3 of whom perform investment advisory functions.
How does Oakridge Management Group LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Oakridge Management Group LLC use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 30, 2026, it reports these amounts held: Fidelity ($447M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Oakridge Management Group LLC a hybrid RIA with a broker-dealer?
Oakridge Management Group LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Oakridge Management Group LLC a fiduciary?
As an SEC-registered investment adviser, Oakridge Management Group LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Oakridge Management Group LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →