Wealth manager, independent · Wilton, CT
Trivium Point Advisory, LLC
SEC-registered investment adviser · CRD 292182 · SEC 801-112426
At a glance
Trivium Point Advisory, LLC is an SEC-registered investment adviser based in Wilton, Connecticut, with $1.6B in regulatory assets under management as of its Form ADV filed March 6, 2026. It reports 786 individual clients, 319 of them high-net-worth, holding an average of about $1.8 million each, and 38 employees. That ranks it 666th among the nation’s 5,657 independent wealth management RIAs and 16th of 100 in Connecticut. It reports 3 custodians for its clients’ separately managed accounts: Charles Schwab, LPL Financial and BNY.
Main office 203-221-3085triviumpoint.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.6B
- Rank among independent wealth managers
- #666 of 5,657
- Rank among all SEC RIAs
- #4,076 of 17,210
- Rank in Connecticut
- #16 of 100
- Individual clients
- 786
- High-net-worth clients
- 319
- Accounts
- 2,348
- Discretionary
- 89% of AUM
- Employees
- 38
- Advisory staff
- 12
- Offices
- 3
Owners and executives on its Form ADV
- George R. GerhardManaging Partner, Chief Compliance Officer
- Ron A. PacManaging Partner
Custody and brokerage
Broker-dealer
Hybrid RIA
Trivium Point Advisory, LLC is a hybrid RIA: 13 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Certain representatives who provide investment advice to Clients (our “Advisory Persons”) are registered representatives of LPL Financial LLC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 319 | $1.3B | 80% |
| Pension and profit sharing plans | 62 | $171M | 11% |
| Individuals | 467 | $147M | 9% |
| Corporations or other businesses | – | $6M | <1% |
| Charitable organizations | 2 | $5M | <1% |
Disciplinary disclosures
Trivium Point Advisory, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗triviumpoint.com ↗
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The full record on Trivium Point Advisory, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Connecticut
All of Connecticut →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Clear Harbor Asset Management, LLCStamford | $2.1B | 784 |
| Adviceone Advisory Services, LLCGlastonbury | $2.0B | 1,449 |
| Rossmore Private Capital, LLCGlastonbury | $1.9B | 253 |
| MJP Wealth AdvisorsFarmington | $1.6B | 865 |
| Oakridge Management Group LLCStamford | $1.4B | 40 |
| Bourgeon Capital Management LLCDarien | $1.3B | 286 |
Background
Questions
How much does Trivium Point Advisory, LLC manage?
Trivium Point Advisory, LLC reports $1.6B in regulatory assets under management across 2,348 accounts, 89% of it on a discretionary basis, on its Form ADV filed March 6, 2026.
How many clients does Trivium Point Advisory, LLC have?
It reports 786 individual clients: 319 high-net-worth individuals and 467 other individuals. Individuals account for about 89% of its regulatory assets.
Where is Trivium Point Advisory, LLC headquartered?
Its main office is in Wilton, Connecticut. It reports 3 offices in total and 38 employees, 12 of whom perform investment advisory functions.
How does Trivium Point Advisory, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Trivium Point Advisory, LLC use?
It reports 3 custodians for its clients’ separately managed accounts: Charles Schwab, LPL Financial and BNY. On Schedule D of its Form ADV filed March 6, 2026, it reports these amounts held: Charles Schwab ($837M); LPL Financial ($343M); BNY ($207M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Trivium Point Advisory, LLC a hybrid RIA with a broker-dealer?
Trivium Point Advisory, LLC is a hybrid RIA: 13 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Trivium Point Advisory, LLC a fiduciary?
As an SEC-registered investment adviser, Trivium Point Advisory, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 13 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Trivium Point Advisory, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →