Wealth manager, independent · Farmington, CT
MJP Wealth Advisors
MJP Associates, Inc. · SEC-registered investment adviser · CRD 127654 · SEC 801-63389
At a glance
MJP Wealth Advisors is an SEC-registered investment adviser based in Farmington, Connecticut, with $1.6B in regulatory assets under management as of its Form ADV filed June 11, 2026. It reports 865 individual clients, 279 of them high-net-worth, holding an average of about $1.4 million each, and 21 employees. That ranks it 694th among the nation’s 5,657 independent wealth management RIAs and 17th of 100 in Connecticut. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 860-677-7755mjpwealthadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.6B
- Rank among independent wealth managers
- #694 of 5,657
- Rank among all SEC RIAs
- #4,164 of 17,210
- Rank in Connecticut
- #17 of 100
- Individual clients
- 865
- High-net-worth clients
- 279
- Accounts
- 3,057
- Discretionary
- 100% of AUM
- Employees
- 21
- Advisory staff
- 12
- Offices
- 2
Owners and executives on its Form ADV
- Brian H. VendigPresident, Chief Compliance Officer
- Michele A. VendigVice President and Treasurer
Custody and brokerage
Broker-dealer
Hybrid RIA
MJP Wealth Advisors is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed June 2026) names Integrity Alliance, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
In order to sell securities for a commission, one supervised person of MJP is a Registered Representative of Integrity Alliance, LLC (“Integrity Alliance”), member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 279 | $987M | 63% |
| Pension and profit sharing plans | 36 | $298M | 19% |
| Individuals | 586 | $255M | 16% |
| Charitable organizations | 5 | $13M | <1% |
| Corporations or other businesses | – | $9M | <1% |
Disciplinary disclosures
MJP Wealth Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗mjpwealthadvisors.com ↗
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The full record on MJP Wealth Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,453 peers of its type and size
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- Owners and executives, with titles and stakes
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- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Connecticut
All of Connecticut →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Adviceone Advisory Services, LLCGlastonbury | $2.0B | 1,449 |
| Rossmore Private Capital, LLCGlastonbury | $1.9B | 253 |
| Trivium Point Advisory, LLCWilton | $1.6B | 786 |
| Oakridge Management Group LLCStamford | $1.4B | 40 |
| Bourgeon Capital Management LLCDarien | $1.3B | 286 |
| Gilman Hill Asset Management, LLCNew Canaan | $1.2B | 289 |
Background
Questions
How much does MJP Wealth Advisors manage?
MJP Wealth Advisors reports $1.6B in regulatory assets under management across 3,057 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 11, 2026.
How many clients does MJP Wealth Advisors have?
It reports 865 individual clients: 279 high-net-worth individuals and 586 other individuals. Individuals account for about 80% of its regulatory assets.
Where is MJP Wealth Advisors headquartered?
Its main office is in Farmington, Connecticut. It reports 2 offices in total and 21 employees, 12 of whom perform investment advisory functions.
How does MJP Wealth Advisors charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does MJP Wealth Advisors use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed June 11, 2026, it reports these amounts held: Charles Schwab ($1.2B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is MJP Wealth Advisors a hybrid RIA with a broker-dealer?
MJP Wealth Advisors is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is MJP Wealth Advisors a fiduciary?
As an SEC-registered investment adviser, MJP Wealth Advisors owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 1 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is MJP Wealth Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →