Member and Chief Compliance Officer · Rossmore Private Capital, LLC
Brian J. Sheehan
CRD 6423131 · Named on Form ADV at one SEC-registered adviser
At a glance
Rossmore Private Capital, LLC, an SEC-registered wealth manager based in Glastonbury, CT with $1.9 billion in regulatory assets, lists Brian J. Sheehan on its Form ADV as Member and Chief Compliance Officer, a control person.
Firms and roles
- Rossmore Private Capital, LLCMember and Chief Compliance OfficerWealth manager · Glastonbury, CT · $1.9B in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Matthew D. MacleanMember, Rossmore Private Capital, LLC
- Alejandro A. GomezMember, Rossmore Private Capital, LLC
- Andrew G. BaldassarreMember, Rossmore Private Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.