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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Mystic, CT

Every SEC-registered investment adviser representative at a firm office in Mystic, with the firms that employ the most of them.

90 registered advisors work in Mystic; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (19). 14 list the CFP designation and 80 are also registered broker representatives.

Firms with the most advisors in Mystic

FirmAdvisors in Mystic
Merrill Lynch, Pierce, Fenner & Smith Incorporated news19
Janney Montgomery Scott LLC news13
Wells Fargo Clearing Services, LLC news12
Morgan Stanley news9
Cetera Investment Advisers LLC news5
Ameriprise Financial Services, LLC news4
LPL Financial LLC news4
Lansdowne Wealth Management, LLC4
Osaic Institutions, Inc. news3
Stifel, Nicolaus & Company, Incorporated news3
Apricity Financial, LLC2
Charles Schwab & Co., Inc. news2
Sound Portfolio Advisors, LLC2
Cambridge Investment Research Advisors, Inc. news1
Commonwealth Financial Network news1
Dewitt Capital Management LLC1
Edward Jones news1
Grayscale Advisors1
Independent Financial Group, LLC1
Raymond James Financial Services Advisors, Inc. news1
Sound Income Strategies, LLC1

Advisors in Mystic, A to Z

CFP advisors in Mystic →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59Avon 56

Questions

How many financial advisors are in Mystic, CT?

90 investment adviser representatives are registered at firm offices in Mystic, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 80 of them are also registered as broker representatives, and 14 list the CFP designation.

Which firm has the most financial advisors in Mystic?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 19 registered advisors in Mystic, followed by Janney Montgomery Scott LLC with 13.

How do I check a financial advisor in Mystic?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.