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Financial ADVSR advisor directory · SEC adviser records

Stifel, Nicolaus & Company, Incorporated financial advisors in Mystic, CT

Every SEC-registered investment adviser representative at a Stifel, Nicolaus & Company, Incorporated office in Mystic, A to Z.

The short answer

3 registered advisors work at Stifel, Nicolaus & Company, Incorporated in Mystic, out of 3,111 at the firm nationwide; it ranks number 10 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Stifel, Nicolaus & Company, Incorporated advisors in Mystic, A to Z

Every Stifel, Nicolaus & Company, Incorporated advisor →

Stifel, Nicolaus & Company, Incorporated advisors in every city and state →Stifel, Nicolaus & Company, Incorporated: assets, clients and custodians →Stifel news and advisor moves →Stifel, Nicolaus & Company, Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Stifel, Nicolaus & Company, Incorporated advisors in other cities

St. Louis, MO 198New York, NY 128Frontenac, MO 51Garden City, NY 48Indianapolis, IN 44Clayton, MO 43Dallas, TX 41Chicago, IL 38Newport Beach, CA 37Morristown, NJ 36San Francisco, CA 36Birmingham, AL 30Bellevue, WA 28Boston, MA 28Houston, TX 27

Other firms in Mystic

All Mystic advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 19Janney Montgomery Scott LLC 13Wells Fargo Clearing Services, LLC 12Morgan Stanley 9Cetera Investment Advisers LLC 5Ameriprise Financial Services, LLC 4LPL Financial LLC 4Lansdowne Wealth Management, LLC 4Osaic Institutions, Inc. 3

Questions

How many financial advisors does Stifel, Nicolaus & Company, Incorporated have in Mystic?

3 investment adviser representatives are registered at Stifel, Nicolaus & Company, Incorporated offices in Mystic, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 3,111 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Stifel, Nicolaus & Company, Incorporated one of the largest advisor employers in Mystic?

Stifel, Nicolaus & Company, Incorporated ranks number 10 in Mystic by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 19.

How do I check a Stifel, Nicolaus & Company, Incorporated advisor in Mystic?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Stifel, Nicolaus & Company, Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.