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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in North Haven, CT

Every SEC-registered investment adviser representative at a firm office in North Haven, with the firms that employ the most of them.

69 registered advisors work in North Haven; the most are at Ameriprise Financial Services, LLC (14). 0 list the CFP designation and 58 are also registered broker representatives.

Firms with the most advisors in North Haven

FirmAdvisors in North Haven
Ameriprise Financial Services, LLC news14
LPL Financial LLC news12
Commonwealth Financial Network news7
Cetera Investment Advisers LLC news6
Osaic Wealth, Inc. news3
Sanctuary Advisors, LLC3
Belpointe Asset Management LLC2
Morrissey Wealth Management LLC2
Raymond James Financial Services Advisors, Inc. news2
Regal Investment Advisors LLC2
Beirne.1
Cambridge Investment Research Advisors, Inc. news1
Curi Capital, LLC1
Dick Hutchinson Registered Investment Advisor1
Edward Jones news1
Equitable Advisors, LLC news1
Gateway Wealth Partners, LLC1
Great Valley Advisor Group, LLC1
Hornor, Townsend & Kent, LLC1
Ip Financial Advisory Services LLC1
Its Asset Management, L.P.1
Jm&A Group Dealership Insurance Services1
Key Investment Services LLC1
Kovack Advisors, Inc.1
Newedge Advisors1

Advisors in North Haven, A to Z

Search all of Connecticut →

Other cities in Connecticut

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Stamford 976Greenwich 659Glastonbury 429Westport 408West Hartford 374Fairfield 292New Haven 272Hartford 249Shelton 246Farmington 218Windsor 150Darien 145Guilford 114Madison 110Ridgefield 104Mystic 93Norwalk 93Danbury 80Milford 77New Canaan 76Southbury 76Avon 71Hamden 68Wilton 65

Questions

How many financial advisors are in North Haven, CT?

69 investment adviser representatives are registered at firm offices in North Haven, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 58 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in North Haven?

Ameriprise Financial Services, LLC, with 14 registered advisors in North Haven, followed by LPL Financial LLC with 12.

How do I check a financial advisor in North Haven?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.