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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in North Haven, CT

Every SEC-registered investment adviser representative at a LPL Financial LLC office in North Haven, A to Z.

The short answer

12 registered advisors work at LPL Financial LLC in North Haven, out of 21,098 at the firm nationwide; it ranks number 2 in the city by advisors. 1 list the CFP designation and 12 are also registered broker representatives.

LPL Financial LLC advisors in North Haven, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in North Haven

All North Haven advisors →

Ameriprise Financial Services, LLC 14Commonwealth Financial Network 7Cetera Investment Advisers LLC 6Osaic Wealth, Inc. 3Sanctuary Advisors, LLC 3

Questions

How many financial advisors does LPL Financial LLC have in North Haven?

12 investment adviser representatives are registered at LPL Financial LLC offices in North Haven, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 1 list the CFP designation and 12 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in North Haven?

LPL Financial LLC ranks number 2 in North Haven by registered advisors; Ameriprise Financial Services, LLC has the most, with 14.

How do I check a LPL Financial LLC advisor in North Haven?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.