Wealth manager, independent · Chicago, IL
Curi Capital, LLC
SEC-registered investment adviser · CRD 134249 · SEC 801-63939
At a glance
Curi Capital, LLC is an SEC-registered investment adviser based in Chicago, Illinois, with $12B in regulatory assets under management as of its Form ADV filed July 7, 2026. It reports 2,865 individual clients, 1,547 of them high-net-worth, holding an average of about $2.9 million each, and 180 employees. That ranks it 83rd among the nation’s 5,657 independent wealth management RIAs and 7th of 226 in Illinois. It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab.
Main office 312-993-5800curicapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $12B
- Rank among independent wealth managers
- #83 of 5,657
- Rank among all SEC RIAs
- #1,240 of 17,210
- Rank in Illinois
- #7 of 226
- Individual clients
- 2,865
- High-net-worth clients
- 1,547
- Accounts
- 16,939
- Discretionary
- 80% of AUM
- Employees
- 180
- Advisory staff
- 106
- Offices
- 11
Owners and executives on its Form ADV
- Richard M. BurridgeExecutive Chairman
- Maher A. HarbChief Financial Officer
- Christopher M. GraffChief Operating Officer
- Joseph McDermottChief Compliance Officer & Chief Risk Officer
- Donald A. BechterPresident
- Dimitri P. EliopoulosChief Executive Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Curi Capital, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,547 | $7.9B | 68% |
| Investment companies | 8 | $1.2B | 10% |
| Insurance companies | 7 | $889M | 8% |
| Pooled investment vehicles | 19 | $577M | 5% |
| Individuals | 1,318 | $496M | 4% |
| Corporations or other businesses | 18 | $340M | 3% |
| Charitable organizations | 38 | $200M | 2% |
| Pension and profit sharing plans | 5 | $63M | <1% |
Private funds
Curi Capital, LLC reports 17 private funds with $459M in gross assets: hedge funds, private equity funds, real estate funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Curi Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗curicapital.com ↗
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- 6 namedLocked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Illinois
All of Illinois →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Savant Wealth ManagementRockford | $56B | 23,288 |
| Choreo, LLCRockford | $19B | 6,794 |
| The Mather Group, LLCChicago | $13B | 4,773 |
| BMO Family Office, LLCChicago | $10.0B | 70 |
| Altair Advisers, LLCChicago | $9.8B | 895 |
| Forum Financial Management, LPLombard | $8.7B | 5,622 |
Compare Curi Capital, LLC with
- Curi Capital, LLC vs The Mather Group, LLC $13B · Chicago, IL
- Curi Capital, LLC vs Forvis Mazars Wealth Advisors, LLC $12B · Springfield, MO
- Curi Capital, LLC vs Hub Investment Partners, LLC $12B · Austin, TX
- Curi Capital, LLC vs Apollon Wealth Management, LLC $12B · Mount Pleasant, SC
- Curi Capital, LLC vs Perigon Wealth Management, LLC $11B · SAN Francisco, CA
Background
Questions
How much does Curi Capital, LLC manage?
Curi Capital, LLC reports $12B in regulatory assets under management across 16,939 accounts, 80% of it on a discretionary basis, on its Form ADV filed July 7, 2026.
How many clients does Curi Capital, LLC have?
It reports 2,865 individual clients: 1,547 high-net-worth individuals and 1,318 other individuals. Individuals account for about 72% of its regulatory assets.
Where is Curi Capital, LLC headquartered?
Its main office is in Chicago, Illinois. It reports 11 offices in total and 180 employees, 106 of whom perform investment advisory functions.
How does Curi Capital, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Curi Capital, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab. On Schedule D of its Form ADV filed July 7, 2026, it reports these amounts held: Fidelity ($7.2B); Charles Schwab ($1.6B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Curi Capital, LLC a hybrid RIA with a broker-dealer?
Curi Capital, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Curi Capital, LLC a fiduciary?
As an SEC-registered investment adviser, Curi Capital, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 5 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Curi Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-07), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →