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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Hartford, CT

Every SEC-registered investment adviser representative at a firm office in Hartford, with the firms that employ the most of them.

220 registered advisors work in Hartford; the most are at UBS Financial Services Inc. (51). 14 list the CFP designation and 182 are also registered broker representatives.

Firms with the most advisors in Hartford

FirmAdvisors in Hartford
UBS Financial Services Inc. news51
Merrill Lynch, Pierce, Fenner & Smith Incorporated news33
Virtus Investment Advisers, LLC32
Morgan Stanley news22
Bradley Foster & Sargent Inc.17
RBC Capital Markets, LLC news13
Td Private Client Wealth LLC11
Sky Investment Group LLC9
Founders Capital Management, LLC4
Cetera Investment Advisers LLC news3
Capital Analysts2
Hfm Wealth Management2
LPL Enterprise, LLC news2
Virtus Fixed Income Advisers, LLC2
Wealth Enhancement Advisory Services, LLC news2
Conning Investment Products, Inc.1
Conning, Inc.1
Edgon Advisory LLC1
Ernst & Young Investment Advisers LLP1
Integrated Advisors Network LLC1
J.P. Morgan Securities LLC news1
Kestra Advisory Services, LLC news1
LPL Financial LLC news1
Lincoln Investment1
Mutual Advisors, LLC1

Advisors in Hartford, A to Z

CFP advisors in Hartford →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59Avon 56

Questions

How many financial advisors are in Hartford, CT?

220 investment adviser representatives are registered at firm offices in Hartford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 182 of them are also registered as broker representatives, and 14 list the CFP designation.

Which firm has the most financial advisors in Hartford?

UBS Financial Services Inc., with 51 registered advisors in Hartford, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 33.

How do I check a financial advisor in Hartford?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.