Member · Founders Capital Management, LLC
Howard E. Case
CRD 4494963 · Named on Form ADV at one SEC-registered adviser
At a glance
Founders Capital Management, LLC, an SEC-registered wealth manager based in Hartford, CT with $920 million in regulatory assets, lists Howard E. Case on its Form ADV as Member, a control person.
Firms and roles
- Founders Capital Management, LLCMemberWealth manager · Hartford, CT · $920M in regulatory assets
AtlasMembers
Howard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Patrick A. TerrionChief Compliance Officer/member, Founders Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Howard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.