Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Hartford, CT
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Hartford, A to Z.
The short answer
62 registered advisors work at UBS Financial Services Inc. in Hartford, out of 8,476 at the firm nationwide; it ranks number 1 in the city by advisors. 4 list the CFP designation and 62 are also registered broker representatives.
UBS Financial Services Inc. advisors in Hartford, A to Z
Every UBS Financial Services Inc. advisor →- Sharon L. AllemanCertified Financial Planner · Also a broker rep
- Dante L. AmbrogioAlso a broker rep
- Robin D. Anderson Jr.Also a broker rep
- Tawana AndersonAlso a broker rep
- Ryan S. BagleyAlso a broker rep
- Spencer D. BarryAlso a broker rep
- Cecilia BettencourtAlso a broker rep
- Matthew J. BraggAlso a broker rep
- Brandon L. BurleighCertified Financial Planner · Also a broker rep
- Evan ChenAlso a broker rep
- Robert N. CusanoAlso a broker rep
- Gabriel D'AmicaAlso a broker rep
- Douglas J. DomianAlso a broker rep
- Gerald B. DubeyAlso a broker rep
- David K. EllovichAlso a broker rep
- Jesse G. FableAlso a broker rep
- Jason FarkasAlso a broker rep
- David J. FasiAlso a broker rep
- James F. FasiCertified Financial Planner · Also a broker rep
- Gabrielle FinnAlso a broker rep
- Carly FlanaganAlso a broker rep
- Ina A. GoldschmidtAlso a broker rep
- Steven J. GrecoAlso a broker rep
- William J. GrecoAlso a broker rep
- Julio D. Hernandez AchuryAlso a broker rep
- Thomas E. HumphreysAlso a broker rep
- Robert S. Jermine Jr.Also a broker rep
- Lillian G. JohnstonAlso a broker rep
- Stephen P. KaneAlso a broker rep
- Martin P. KearnsAlso a broker rep
- Maureen C. KeatingAlso a broker rep
- Nicole KingAlso a broker rep
- Peter K. KongAlso a broker rep
- Crystal D. LeppoAlso a broker rep
- Michael A. LusardiAlso a broker rep
- Katelyn T. LycksellAlso a broker rep
- Sergio MaffettoneAlso a broker rep
- Matthew R. MardirosianAlso a broker rep
- Ashley R. MartellaAlso a broker rep
- Erika MartinezAlso a broker rep
- Scott B. MintzAlso a broker rep
- Patricia M. MorytkoAlso a broker rep
- Nicholas S. NalbatianAlso a broker rep
- Dan I. OlsonChartered Financial Consultant · Also a broker rep
- Jane P. PageAlso a broker rep
- George S. PrattAlso a broker rep
- Nile C. PullinCertified Financial Planner · Also a broker rep
- Kenneth A. RiosAlso a broker rep
- Paula M. RoseAlso a broker rep
- Kyle V. RossAlso a broker rep
- Stephen E. RotondoAlso a broker rep
- David C. SacharkoAlso a broker rep
- Paul D. SapiroAlso a broker rep
- David M. StancoAlso a broker rep
- Aranzazu Suarez GonzalezAlso a broker rep
- Matthew S. TashjianAlso a broker rep
- Vicki L. ThomasAlso a broker rep
- Scott T. TimkoAlso a broker rep
- Brian T. TomaskaAlso a broker rep
- Steven J. Viera IIAlso a broker rep
- Andrew R. WorthingtonAlso a broker rep
- Eric B. YoungAlso a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Hartford
All Hartford advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 33Virtus Investment Advisers, LLC 32Morgan Stanley 22Bradley Foster & Sargent Inc. 17RBC Capital Markets, LLC 13Td Private Client Wealth LLC 11Sky Investment Group LLC 9Founders Capital Management, LLC 4Cetera Investment Advisers LLC 3
Questions
How many financial advisors does UBS Financial Services Inc. have in Hartford?
62 investment adviser representatives are registered at UBS Financial Services Inc. offices in Hartford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 4 list the CFP designation and 62 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Hartford?
UBS Financial Services Inc. ranks number 1 in Hartford by registered advisors, ahead of Merrill Lynch, Pierce, Fenner & Smith Incorporated (33).
How do I check a UBS Financial Services Inc. advisor in Hartford?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.