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Financial ADVSR advisor directory · SEC adviser records

Founders Capital Management, LLC financial advisors in Hartford, CT

Every SEC-registered investment adviser representative at a Founders Capital Management, LLC office in Hartford, A to Z.

The short answer

4 registered advisors work at Founders Capital Management, LLC in Hartford, out of 4 at the firm nationwide; it ranks number 9 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Founders Capital Management, LLC advisors in Hartford, A to Z

Every Founders Capital Management, LLC advisor →

Founders Capital Management, LLC advisors in every city and state →Founders Capital Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Hartford

All Hartford advisors →

UBS Financial Services Inc. 51Merrill Lynch, Pierce, Fenner & Smith Incorporated 33Virtus Investment Advisers, LLC 32Morgan Stanley 22Bradley Foster & Sargent Inc. 17RBC Capital Markets, LLC 13Td Private Client Wealth LLC 11Sky Investment Group LLC 9Cetera Investment Advisers LLC 3

Questions

How many financial advisors does Founders Capital Management, LLC have in Hartford?

4 investment adviser representatives are registered at Founders Capital Management, LLC offices in Hartford, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Founders Capital Management, LLC one of the largest advisor employers in Hartford?

Founders Capital Management, LLC ranks number 9 in Hartford by registered advisors; UBS Financial Services Inc. has the most, with 51.

How do I check a Founders Capital Management, LLC advisor in Hartford?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Founders Capital Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.