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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ridgefield, CT

Every SEC-registered investment adviser representative at a firm office in Ridgefield, with the firms that employ the most of them.

104 registered advisors work in Ridgefield; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (23). 0 list the CFP designation and 85 are also registered broker representatives.

Firms with the most advisors in Ridgefield

FirmAdvisors in Ridgefield
Merrill Lynch, Pierce, Fenner & Smith Incorporated news23
Morgan Stanley news23
Purkiss Capital Advisors, LLC5
Edward Jones news4
Park Avenue Securities LLC4
Diamant Asset Management, Inc.3
J.P. Morgan Securities LLC news3
RBC Capital Markets, LLC news3
Strategic Advisers LLC3
Citigroup Global Markets Inc. news2
Colchester Investment Counsel LLC2
LPL Financial LLC news2
Osaic Institutions, Inc. news2
Raymond James & Associates, Inc. news2
Stratos Wealth Partners, Ltd.2
Wells Fargo Clearing Services, LLC news2
Achieve Retirement & Wealth Management, LLC1
Ameriprise Financial Services, LLC news1
Calamos Advisors LLC1
Cetera Investment Advisers LLC news1
Cortland Associates Inc.1
Cropsey Asset Management, LLC1
Eagle Strategies LLC1
Envest Asset Management, LLC1
Farther news1

Advisors in Ridgefield, A to Z

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Other cities in Connecticut

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Stamford 976Greenwich 659Glastonbury 429Westport 408West Hartford 374Fairfield 292New Haven 272Hartford 249Shelton 246Farmington 218Windsor 150Darien 145Guilford 114Madison 110Mystic 93Norwalk 93Danbury 80Milford 77New Canaan 76Southbury 76Avon 71North Haven 69Hamden 68Wilton 65

Questions

How many financial advisors are in Ridgefield, CT?

104 investment adviser representatives are registered at firm offices in Ridgefield, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 85 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Ridgefield?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 23 registered advisors in Ridgefield, followed by Morgan Stanley with 23.

How do I check a financial advisor in Ridgefield?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.