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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in New Haven, CT

Every SEC-registered investment adviser representative at a firm office in New Haven, with the firms that employ the most of them.

277 registered advisors work in New Haven; the most are at Knights Of Columbus Asset Advisors LLC (102). 20 list the CFP designation and 157 are also registered broker representatives.

Firms with the most advisors in New Haven

FirmAdvisors in New Haven
Knights Of Columbus Asset Advisors LLC102
Merrill Lynch, Pierce, Fenner & Smith Incorporated news34
Morgan Stanley news23
Janney Montgomery Scott LLC news16
Strategic Advisers LLC15
UBS Financial Services Inc. news13
Ameriprise Financial Services, LLC news11
Wells Fargo Clearing Services, LLC news10
Cetera Investment Advisers LLC news8
Raymond James & Associates, Inc. news5
Kreitler Financial LLC4
Washington Trust Advisors4
J.P. Morgan Securities LLC news3
LPL Financial LLC news3
Edward Jones news2
Newedge Advisors2
Northwestern Mutual Investment Services, LLC2
Raymond James Financial Services Advisors, Inc. news2
The Community Foundation For Greater New Haven, Inc.2
Ayers & Associates, P.C.1
Blakely Harbor Advisors, LLC1
Cedar Lane Advisors, LLC1
Equita Financial Network, Inc.1
Equitable Advisors, LLC news1
Integrity Alliance, LLC.1

Advisors in New Haven, A to Z

CFP advisors in New Haven →

Other cities in Connecticut

All of Connecticut →

Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59Avon 56

Questions

How many financial advisors are in New Haven, CT?

277 investment adviser representatives are registered at firm offices in New Haven, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 157 of them are also registered as broker representatives, and 20 list the CFP designation.

Which firm has the most financial advisors in New Haven?

Knights Of Columbus Asset Advisors LLC, with 102 registered advisors in New Haven, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 34.

How do I check a financial advisor in New Haven?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.