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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in New Haven, CT

Every SEC-registered investment adviser representative at a LPL Financial LLC office in New Haven, A to Z.

The short answer

3 registered advisors work at LPL Financial LLC in New Haven, out of 21,098 at the firm nationwide; it ranks number 14 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.

LPL Financial LLC advisors in New Haven, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in New Haven

All New Haven advisors →

Knights Of Columbus Asset Advisors LLC 102Merrill Lynch, Pierce, Fenner & Smith Incorporated 34Morgan Stanley 23Janney Montgomery Scott LLC 16Strategic Advisers LLC 15UBS Financial Services Inc. 13Ameriprise Financial Services, LLC 11Wells Fargo Clearing Services, LLC 10Cetera Investment Advisers LLC 8Raymond James & Associates, Inc. 5Kreitler Financial LLC 4Washington Trust Advisors 4

Questions

How many financial advisors does LPL Financial LLC have in New Haven?

3 investment adviser representatives are registered at LPL Financial LLC offices in New Haven, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in New Haven?

LPL Financial LLC ranks number 14 in New Haven by registered advisors; Knights Of Columbus Asset Advisors LLC has the most, with 102.

How do I check a LPL Financial LLC advisor in New Haven?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.