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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in New Haven, CT

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in New Haven, A to Z.

The short answer

15 registered advisors work at UBS Financial Services Inc. in New Haven, out of 8,476 at the firm nationwide; it ranks number 5 in the city by advisors. 0 list the CFP designation and 15 are also registered broker representatives.

UBS Financial Services Inc. advisors in New Haven, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in New Haven

All New Haven advisors →

Knights Of Columbus Asset Advisors LLC 91Merrill Lynch, Pierce, Fenner & Smith Incorporated 39Morgan Stanley 23Janney Montgomery Scott LLC 17Ameriprise Financial Services, LLC 12Wells Fargo Clearing Services, LLC 10Cetera Investment Advisers LLC 7Strategic Advisers LLC 7Raymond James & Associates, Inc. 5Kreitler Financial LLC 4J.P. Morgan Securities LLC 3Washington Trust Advisors 3

Questions

How many financial advisors does UBS Financial Services Inc. have in New Haven?

15 investment adviser representatives are registered at UBS Financial Services Inc. offices in New Haven, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 15 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in New Haven?

UBS Financial Services Inc. ranks number 5 in New Haven by registered advisors; Knights Of Columbus Asset Advisors LLC has the most, with 91.

How do I check a UBS Financial Services Inc. advisor in New Haven?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.